|
401
|
Creative Financial Designs
Kokomo,
Indiana
|
$7K
|
+$6.91K
|
+111
|
New
|
|
|
402
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$5K
|
–
|
–
|
–
|
|
|
403
|
Cabana LLC
Fayetteville,
Arkansas
|
$5K
|
+$4.92K
|
+79
|
New
|
|
|
404
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$4K
|
+$3.73K
|
+60
|
New
|
|
|
405
|
Ancora Advisors
Cleveland,
Ohio
|
$3K
|
-$3.05M
|
-49,000
|
-100%
|
|
|
406
|
Aspire Private Capital
Cornelius,
North Carolina
|
$3K
|
–
|
–
|
–
|
|
|
407
|
Allworth Financial
Folsom,
California
|
$2K
|
-$28.1K
|
-452
|
-93%
|
|
|
408
|
Riggs Asset Management
Dallas,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
409
|
Country Club Trust
Kansas City,
Missouri
|
–
|
-$16.1M
|
-258,279
|
Closed
|
|
|
410
|
Pasadena Private Wealth
Pasadena,
California
|
–
|
-$11.7M
|
-188,036
|
Closed
|
|
|
411
|
Compass Ion Advisors
Conshohocken,
Pennsylvania
|
–
|
-$11.1M
|
-178,170
|
Closed
|
|
|
412
|
Krilogy Financial
St. Louis,
Missouri
|
–
|
-$7.5M
|
-120,280
|
Closed
|
|
|
413
|
AssetMark Inc
Concord,
California
|
–
|
-$4.32M
|
-69,253
|
Closed
|
|
|
414
|
Verity Asset Management
Durham,
North Carolina
|
–
|
-$3.76M
|
-60,269
|
Closed
|
|
|
415
|
|
–
|
-$2.45M
|
-39,369
|
Closed
|
|
|
416
|
|
–
|
-$2.08M
|
-33,399
|
Closed
|
|
|
417
|
Citadel Advisors
Miami,
Florida
|
–
|
-$1.6M
|
-25,703
|
Closed
|
|
|
418
|
Unison Advisors
Washington,
District of Columbia
|
–
|
-$1.25M
|
-20,114
|
Closed
|
|
|
419
|
Hummer Financial Advisory Services
Chicago,
Illinois
|
–
|
-$1.25M
|
-20,000
|
Closed
|
|
|
420
|
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
–
|
-$1.11M
|
-17,844
|
Closed
|
|
|
421
|
Financial Enhancement Group
Anderson,
Indiana
|
–
|
-$779K
|
-12,500
|
Closed
|
|
|
422
|
Synovus Financial
Columbus,
Georgia
|
–
|
-$707K
|
-11,366
|
Closed
|
|
|
423
|
M Holdings Securities
Portland,
Oregon
|
–
|
-$694K
|
-11,133
|
Closed
|
|
|
424
|
Voya Financial Advisors
Windsor,
Connecticut
|
–
|
-$692K
|
-11,106
|
Closed
|
|
|
425
|
Tillar-Wenstrup Advisors
Centerville,
Ohio
|
–
|
-$648K
|
-10,390
|
Closed
|
|
