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Vanguard Financials ETF

Name Holding Trade Value Shares
Change
Change in
Stake
DOA
126
D'Orazio & Associates
Virginia
$19K
JIC
127
Joel Isaacson & Co
New York
$18K
EWM
128
Evercore Wealth Management
New York
$17K
PFG
129
Piershale Financial Group
Illinois
$17K +$16.9K +346 New
GWS
130
Glassman Wealth Services
Virginia
$12K
BFEC
131
Benjamin F. Edwards & Company
Missouri
$11K
KM
132
Kalos Management
Georgia
$11K
IWMPD
133
Integrated Wealth Management (Palm Desert)
California
$10K
QAM
134
QCI Asset Management
New York
$10K
WRM
135
Westport Resources Management
Connecticut
$9K
IA
136
IndexIQ Advisors
New York
$7K -$15.3K -313 -68%
HPBT
137
High Point Bank & Trust
North Carolina
$7K
VIA
138
Vantage Investment Advisors
Pennsylvania
$5K
AFP
139
Ausdal Financial Partners
Iowa
$5K +$5.24K +107 New
JP Morgan Chase
140
JP Morgan Chase
New York
$4K -$479K -9,799 -99%
WAM
141
Wealthspire Advisors (Maryland)
Maryland
$2K +$2.45K +50 New
NSLI
142
Nan Shan Life Insurance
Taiwan
-$19.7M -425,044 Closed
VF
143
Virtu Financial
New York
-$3.23M -69,694 Closed
EDRPMB
144
Edmond de Rothschild Private Merchant Banking
United Kingdom
-$2.92M -62,970 Closed
CS
145
Credit Suisse
Switzerland
-$1.04M -22,558 Closed
NFC
146
Northeast Financial Consultants
Connecticut
-$628K -13,565 Closed
AllianceBernstein
147
AllianceBernstein
Tennessee
-$463K -10,000 Closed
TSS
148
Two Sigma Securities
New York
-$438K -9,472 Closed
Millennium Management
149
Millennium Management
New York
-$402K -8,687 Closed
VFS
150
VSR Financial Services
Kansas
-$272K -5,886 Closed