|
501
|
Credit Suisse
Zurich,
Switzerland
|
–
|
-$1.02M
|
-14,074
|
Closed
|
|
|
502
|
Harel Insurance Investments & Financial Services
Ramat Gan,
Israel
|
–
|
-$2.34M
|
-10,000
|
Closed
|
|
|
503
|
RBA Wealth Management
Newport Beach,
California
|
–
|
-$702K
|
-9,643
|
Closed
|
|
|
504
|
Consolidated Capital Management
Burbank,
California
|
–
|
-$674K
|
-9,252
|
Closed
|
|
|
505
|
Flow Traders U.S.
New York
|
–
|
-$504K
|
-6,920
|
Closed
|
|
|
506
|
Citadel Advisors
Miami,
Florida
|
–
|
-$457K
|
-5,736
|
Closed
|
|
|
507
|
Rollins Financial
Atlanta,
Georgia
|
–
|
-$362K
|
-4,969
|
Closed
|
|
|
508
|
TAP Consulting
Kirkwood,
Missouri
|
–
|
-$318K
|
-4,372
|
Closed
|
|
|
509
|
Windham Capital Management
Boston,
Massachusetts
|
–
|
-$280K
|
-3,849
|
Closed
|
|
|
510
|
Regal Investment Advisors
Kentwood,
Michigan
|
–
|
-$276K
|
-3,785
|
Closed
|
|
|
511
|
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
–
|
-$263K
|
-3,606
|
Closed
|
|
|
512
|
Focus Financial Network
Minneapolis,
Minnesota
|
–
|
-$211K
|
-2,892
|
Closed
|
|
|
513
|
Regent Peak Wealth Advisors
Atlanta,
Georgia
|
–
|
-$112K
|
-1,543
|
Closed
|
|
|
514
|
Perigon Wealth Management
San Francisco,
California
|
–
|
-$87K
|
-1,189
|
Closed
|
|
|
515
|
Oder Investment Management
Woodland Hills,
California
|
–
|
-$75K
|
-1,035
|
Closed
|
|
|
516
|
Greenhouse Wealth Management
Westport,
Connecticut
|
–
|
-$72K
|
-995
|
Closed
|
|
|
517
|
NVWM LLC
Yardley,
Pennsylvania
|
–
|
-$34K
|
-470
|
Closed
|
|
|
518
|
Elm Advisors
Burlingame,
California
|
–
|
-$24K
|
-330
|
Closed
|
|
|
519
|
Defined Wealth Management
Beaverton,
Oregon
|
–
|
-$24K
|
-329
|
Closed
|
|
|
520
|
Freestone Capital Holdings
Seattle,
Washington
|
–
|
-$14.1K
|
-194
|
Closed
|
|
|
521
|
TRUE Private Wealth Advisors
Salem,
Oregon
|
–
|
-$6K
|
-83
|
Closed
|
|
|
522
|
Baron Silver Stevens Financial Advisors
Boca Raton,
Florida
|
–
|
-$5K
|
-70
|
Closed
|
|
|
523
|
Manchester Financial
Westlake Village,
California
|
–
|
-$3K
|
-45
|
Closed
|
|
