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Name Holding Trade Value Shares
Change
Change in
Stake
DAM
126
Delta Asset Management
Tennessee
$15K
PCM
127
Prelude Capital Management
New York
$14K +$13.2K +700 New
CHP
128
Cable Hill Partners
Oregon
$11K -$56 -3 -0.6%
LTFS
129
Ladenburg Thalmann Financial Services
Florida
$10K +$8.47K +450 +918%
DADC
130
D.A. Davidson & Co
Montana
$6K
AG
131
Advisor Group
Arizona
$6K +$1.36K +72 +25%
CG
132
Cutler Group
California
$5K -$3.22K -171 -36%
BBHC
133
Brown Brothers Harriman & Co
New York
$5K
CGT
134
Capital Guardian Trust
California
$4K +$3.77K +200 New
PNC Financial Services Group
135
PNC Financial Services Group
Pennsylvania
$3K -$3.01K -160 -40%
Bessemer Group
136
Bessemer Group
New Jersey
$3K
GWM
137
Geneos Wealth Management
Colorado
$3K
HR
138
Howe & Rusling
New York
$2K
NFG
139
Next Financial Group
Texas
$2K +$1.88K +100 New
RWM
140
Raffa Wealth Management
District of Columbia
$1.41K
IWMPD
141
Integrated Wealth Management (Palm Desert)
California
$1K
QCG
142
Quadrant Capital Group
Ohio
$1K
TWA
143
TCI Wealth Advisors
Arizona
$1K
Toronto Dominion Bank
144
Toronto Dominion Bank
Ontario, Canada
$1K
IA
145
IFP Advisors
Florida
$1K +$414 +22 +73%
T. Rowe Price Associates
146
T. Rowe Price Associates
Maryland
-$45.5M -2,749,620 Closed
SST
147
S Squared Technology
New York
-$566K -34,200 Closed
NIPH
148
NN Investment Partners Holdings
Netherlands
-$505K -30,500 Closed
SIM
149
Spark Investment Management
New York
-$362K -21,900 Closed
BIM
150
Bogle Investment Management
Massachusetts
-$350K -21,174 Closed