|
201
|
First Financial Corp
Terre Haute,
Indiana
|
$4K
|
–
|
–
|
–
|
|
|
202
|
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
$3K
|
–
|
–
|
–
|
|
|
203
|
Brookstone Capital Management
Wheaton,
Illinois
|
$3K
|
+$3.26K
|
+29
|
New
|
|
|
204
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
205
|
Retirement Capital Strategies
San Jose,
California
|
–
|
-$15.3M
|
-140,226
|
Closed
|
|
|
206
|
|
–
|
-$1.14M
|
-10,394
|
Closed
|
|
|
207
|
DSC Advisors
Chicago,
Illinois
|
–
|
-$715K
|
-6,546
|
Closed
|
|
|
208
|
Cetera Advisors
Denver,
Colorado
|
–
|
-$394K
|
-3,601
|
Closed
|
|
|
209
|
Detwiler Fenton Investment Management
Boston,
Massachusetts
|
–
|
-$392K
|
-3,588
|
Closed
|
|
|
210
|
Dynamic Advisor Solutions
Phoenix,
Arizona
|
–
|
-$339K
|
-3,100
|
Closed
|
|
|
211
|
Citadel Advisors
Miami,
Florida
|
–
|
-$308K
|
-2,820
|
Closed
|
|
|
212
|
Stratos Wealth Partners
Beachwood,
Ohio
|
–
|
-$253K
|
-2,335
|
Closed
|
|
|
213
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
–
|
-$247K
|
-2,262
|
Closed
|
|
|
214
|
KeyBank National Association
Cleveland,
Ohio
|
–
|
-$238K
|
-2,178
|
Closed
|
|
|
215
|
Live Your Vision
West Conshohocken,
Pennsylvania
|
–
|
-$219K
|
-2,000
|
Closed
|
|
|
216
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$109K
|
-1,000
|
Closed
|
|
|
217
|
New England Asset Management
Farmington,
Connecticut
|
–
|
-$33K
|
-300
|
Closed
|
|
|
218
|
Parsons Capital Management
Providence,
Rhode Island
|
–
|
-$29K
|
-265
|
Closed
|
|
|
219
|
Domani Wealth
Lancaster,
Pennsylvania
|
–
|
-$2.08K
|
-228
|
Closed
|
|
|
220
|
|
–
|
-$17.3K
|
-154
|
Closed
|
|
|
221
|
MB Financial Bank - Trust Department
Rosemont,
Illinois
|
–
|
-$15K
|
-138
|
Closed
|
|
|
222
|
Holt Capital Partners
Fort Worth,
Texas
|
–
|
-$15K
|
-135
|
Closed
|
|
