|
401
|
Avior Wealth Management
Omaha,
Nebraska
|
$2K
|
–
|
–
|
–
|
|
|
402
|
Harbor Investment Advisory
Lutherville,
Maryland
|
$2K
|
–
|
–
|
–
|
|
|
403
|
Jones Financial Companies
Des Peres,
Missouri
|
$2K
|
–
|
–
|
–
|
|
|
404
|
Pacifica Partners
Surrey,
Canada
|
$2K
|
–
|
–
|
–
|
|
|
405
|
James Investment Research
Alpha,
Ohio
|
$2K
|
+$70
|
+1
|
+5%
|
|
|
406
|
BDO Wealth Advisors
Jacksonville,
Florida
|
$2K
|
+$628
|
+9
|
+60%
|
|
|
407
|
Carolina Wealth Advisors
Myrtle Beach,
South Carolina
|
$1K
|
–
|
–
|
–
|
|
|
408
|
|
$1K
|
+$1.25K
|
+18
|
+1,800%
|
|
|
409
|
ALPS Advisors
Denver,
Colorado
|
–
|
-$16.2M
|
-213,586
|
Closed
|
|
|
410
|
Polianta Ltd
St Helier,
Jersey
|
–
|
-$13.2M
|
-174,100
|
Closed
|
|
|
411
|
Clark Capital Management Group
Philadelphia,
Pennsylvania
|
–
|
-$6.41M
|
-84,461
|
Closed
|
|
|
412
|
Allianz Asset Management
Munich,
Germany
|
–
|
-$3.84M
|
-50,603
|
Closed
|
|
|
413
|
Eaton Vance Management
Boston,
Massachusetts
|
–
|
-$2.85M
|
-40,908
|
-98%
|
|
|
414
|
FundX Investment Group
San Francisco,
California
|
–
|
-$1.56M
|
-38,514
|
Closed
|
|
|
415
|
Advisor Resource Council
Dallas,
Texas
|
–
|
-$1.68M
|
-22,076
|
Closed
|
|
|
416
|
Kinloch Capital
Glen Allen,
Virginia
|
–
|
-$1.59M
|
-21,000
|
Closed
|
|
|
417
|
Summit Global Investments
Bountiful,
Utah
|
–
|
-$1.31M
|
-17,497
|
Closed
|
|
|
418
|
Clark Financial Services Group
Chesterfield,
Missouri
|
–
|
-$1.25M
|
-16,464
|
Closed
|
|
|
419
|
Tower Research Capital (TRC)
New York
|
–
|
-$1.01M
|
-13,310
|
Closed
|
|
|
420
|
Marshall Wace
London,
United Kingdom
|
–
|
-$917K
|
-12,079
|
Closed
|
|
|
421
|
Ten Capital Wealth Advisors
Spokane,
Washington
|
–
|
-$909K
|
-11,976
|
Closed
|
|
|
422
|
Infini Capital Management
Central,
Hong Kong
|
–
|
-$884K
|
-11,642
|
Closed
|
|
|
423
|
Infini Master Fund
Hong Kong
|
–
|
-$884K
|
-11,642
|
Closed
|
|
|
424
|
Nomura Asset Management
Tokyo,
Japan
|
–
|
-$766K
|
-10,100
|
Closed
|
|
|
425
|
|
–
|
-$553K
|
-7,930
|
Closed
|
|
