|
1201
|
Pension & Wealth Management Advisors
Waltham,
Massachusetts
|
$130
|
–
|
–
|
–
|
|
|
1202
|
Frazier Financial Advisors
Columbus,
Ohio
|
$84
|
+$81
|
+1
|
New
|
|
|
1203
|
Sunbelt Securities
Houston,
Texas
|
$75
|
–
|
–
|
–
|
|
|
1204
|
Darwin Wealth Management
Tampa,
Florida
|
$51
|
-$81
|
-1
|
Closed
|
|
|
1205
|
Hoey Investments
Coatesville,
Pennsylvania
|
$40
|
–
|
–
|
–
|
|
|
1206
|
Pacific Center for Financial Services
San Ramon,
California
|
$30
|
–
|
–
|
–
|
|
|
1207
|
Morningstar Investment Management
Chicago,
Illinois
|
–
|
-$67.2M
|
-821,601
|
Closed
|
|
|
1208
|
Jefferies Financial Group
New York
|
–
|
-$24.5M
|
-300,000
|
Closed
|
|
|
1209
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$23.7M
|
-292,103
|
Closed
|
|
|
1210
|
|
–
|
-$22.5M
|
-275,162
|
Closed
|
|
|
1211
|
New Age Alpha Advisors
Rye,
New York
|
–
|
-$18.2M
|
-222,282
|
Closed
|
|
|
1212
|
Kropog Financial Group
Mandeville,
Louisiana
|
–
|
-$12.4M
|
-152,131
|
Closed
|
|
|
1213
|
Naviter Wealth
Little Rock,
Arkansas
|
–
|
-$7.35M
|
-90,048
|
Closed
|
|
|
1214
|
Resona Asset Management
Koto-Ku,tokyo,
Japan
|
–
|
-$2.13M
|
-26,111
|
Closed
|
|
|
1215
|
Lugano Financial Advisors SA (LFA)
Lugano,
Switzerland
|
–
|
-$1.78M
|
-21,809
|
Closed
|
|
|
1216
|
Engineers Gate Manager
New York
|
–
|
-$1.51M
|
-18,514
|
Closed
|
|
|
1217
|
Financial Counselors Inc
Overland Park,
Kansas
|
–
|
-$1.51M
|
-18,470
|
Closed
|
|
|
1218
|
Rockland Trust
Hanover,
Massachusetts
|
–
|
-$1.45M
|
-17,758
|
Closed
|
|
|
1219
|
Tull Financial Group
Chesapeake,
Virginia
|
–
|
-$1.42M
|
-17,384
|
Closed
|
|
|
1220
|
Lido Advisors
Los Angeles,
California
|
–
|
-$1.35M
|
-16,561
|
Closed
|
|
|
1221
|
Arlington Financial Advisors
Santa Barbara,
California
|
–
|
-$1.21M
|
-14,808
|
Closed
|
|
|
1222
|
True North Advisors
Dallas,
Texas
|
–
|
-$788K
|
-9,643
|
Closed
|
|
|
1223
|
Act Two Investors
Santa Cruz,
California
|
–
|
-$772K
|
-9,444
|
Closed
|
|
|
1224
|
|
–
|
-$692K
|
-8,466
|
Closed
|
|
|
1225
|
Woodley Farra Manion Portfolio Management
Indianapolis,
Indiana
|
–
|
-$619K
|
-7,574
|
Closed
|
|
