|
1201
|
|
–
|
-$6.02M
|
-75,000
|
Closed
|
|
|
1202
|
BlueCrest Capital Management
St Helier,
Jersey
|
–
|
-$3.67M
|
-45,697
|
Closed
|
|
|
1203
|
McNaughton Wealth Management
San Diego,
California
|
–
|
-$3.16M
|
-39,386
|
Closed
|
|
|
1204
|
DDFG Inc
Thousand Oaks,
California
|
–
|
-$2.7M
|
-33,693
|
Closed
|
|
|
1205
|
Parr McKnight Wealth Management Group
Minneapolis,
Minnesota
|
–
|
-$2.23M
|
-27,729
|
Closed
|
|
|
1206
|
Retireful LLC
Haslett,
Michigan
|
–
|
-$1.87M
|
-23,332
|
Closed
|
|
|
1207
|
Quadrature Capital
London,
United Kingdom
|
–
|
-$1.14M
|
-14,258
|
Closed
|
|
|
1208
|
Canal Capital Management
Richmond,
Virginia
|
–
|
-$995K
|
-12,401
|
Closed
|
|
|
1209
|
Krilogy Financial
St. Louis,
Missouri
|
–
|
-$976K
|
-12,165
|
Closed
|
|
|
1210
|
Brighton Jones LLC
Seattle,
Washington
|
–
|
-$716K
|
-8,916
|
Closed
|
|
|
1211
|
IBEX Wealth Advisors
Bedminster,
New Jersey
|
–
|
-$661K
|
-8,234
|
Closed
|
|
|
1212
|
Linden Thomas Advisory Services
Charlotte,
North Carolina
|
–
|
-$601K
|
-7,483
|
Closed
|
|
|
1213
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
–
|
-$452K
|
-5,625
|
Closed
|
|
|
1214
|
Central Valley Advisors
Sacramento,
California
|
–
|
-$439K
|
-5,474
|
Closed
|
|
|
1215
|
Two Sigma Securities
New York
|
–
|
-$410K
|
-5,102
|
Closed
|
|
|
1216
|
Root Financial Partners
Encinitas,
California
|
–
|
-$364K
|
-4,530
|
Closed
|
|
|
1217
|
Spectrum Wealth Counsel
Indianapolis,
Indiana
|
–
|
-$363K
|
-4,523
|
Closed
|
|
|
1218
|
Ballentine Partners
Waltham,
Massachusetts
|
–
|
-$345K
|
-4,301
|
Closed
|
|
|
1219
|
O'Dell Group
Cincinnati,
Ohio
|
–
|
-$338K
|
-4,209
|
Closed
|
|
|
1220
|
Mach-1 Financial Group
Rogers,
Arkansas
|
–
|
-$320K
|
-3,985
|
Closed
|
|
|
1221
|
Aspire Capital Advisors
Seattle,
Washington
|
–
|
-$297K
|
-3,701
|
Closed
|
|
|
1222
|
Efficient Advisors
Mason,
Ohio
|
–
|
-$284K
|
-3,537
|
Closed
|
|
|
1223
|
Neuberger Berman Group
New York
|
–
|
-$271K
|
-3,370
|
Closed
|
|
|
1224
|
Keel Point
Huntsville,
Alabama
|
–
|
-$270K
|
-3,365
|
Closed
|
|
|
1225
|
Destination Wealth Management
Walnut Creek,
California
|
–
|
-$255K
|
-3,175
|
Closed
|
|
