|
401
|
Cable Hill Partners
Portland,
Oregon
|
$1K
|
–
|
–
|
–
|
|
|
402
|
Vivaldi Capital Management
Chicago,
Illinois
|
$633
|
-$345K
|
-3,952
|
-35%
|
|
|
403
|
|
$70
|
+$70K
|
+802
|
New
|
|
|
404
|
IHT Wealth Management
Chicago,
Illinois
|
$2
|
+$524
|
+6
|
+0%
|
|
|
405
|
Paragon Capital Management (Colorado)
Denver,
Colorado
|
–
|
-$50.8M
|
-564,945
|
Closed
|
|
|
406
|
Steinberg Global Asset Management
Boca Raton,
Florida
|
–
|
-$12.3M
|
-142,145
|
Closed
|
|
|
407
|
Flow Traders U.S.
New York
|
–
|
-$8.14M
|
-94,284
|
Closed
|
|
|
408
|
Philadelphia Trust Company
Philadelphia,
Pennsylvania
|
–
|
-$4.99M
|
-57,754
|
Closed
|
|
|
409
|
Independent Advisor Alliance
Charlotte,
North Carolina
|
–
|
-$4.42M
|
-51,145
|
Closed
|
|
|
410
|
|
–
|
-$2.24M
|
-25,883
|
Closed
|
|
|
411
|
Estate Counselors
Thiensville,
Wisconsin
|
–
|
-$881K
|
-10,200
|
Closed
|
|
|
412
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
-$800K
|
-9,258
|
Closed
|
|
|
413
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$426K
|
-4,928
|
Closed
|
|
|
414
|
Wolverine Trading
Chicago,
Illinois
|
–
|
-$254K
|
-2,910
|
Closed
|
|
|
415
|
Regions Financial Corp
Birmingham,
Alabama
|
–
|
-$226K
|
-2,618
|
Closed
|
|
|
416
|
Violich Capital Management
San Francisco,
California
|
–
|
-$210K
|
-2,430
|
Closed
|
|
|
417
|
Asset Dedication LLC
San Francisco,
California
|
–
|
-$26K
|
-300
|
Closed
|
|
|
418
|
Cutler Group
San Francisco,
California
|
–
|
-$22.8K
|
-261
|
Closed
|
|
|
419
|
Avior Wealth Management
Omaha,
Nebraska
|
–
|
-$22K
|
-254
|
Closed
|
|
|
420
|
TCI Wealth Advisors
Tucson,
Arizona
|
–
|
-$13K
|
-150
|
Closed
|
|
|
421
|
Madden Advisory Services
Jacksonville,
Florida
|
–
|
-$4K
|
-48
|
Closed
|
|
|
422
|
WealthPLAN Partners
Omaha,
Nebraska
|
–
|
-$1.13K
|
-13
|
Closed
|
|
