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Name Holding Trade Value Shares
Change
Change in
Stake
PAM
301
Princeton Alpha Management
New Jersey
– -$296K -2,585 Closed
TG
302
TLP Group
Illinois
– -$270K -2,360 Closed
Franklin Resources
303
Franklin Resources
California
– -$263K -2,300 Closed
UCFA
304
United Capital Financial Advisors
Texas
– -$254K -2,222 Closed
PG
305
PEAK6 Group
Illinois
– -$169K -2,149 Closed
CIM
306
Calvert Investment Management
Maryland
– -$235K -2,051 Closed
KeyBank National Association
307
KeyBank National Association
Ohio
– -$230K -2,007 Closed
OC
308
Oppenheimer & Co
New York
– -$217K -1,896 Closed
PRCM
309
Pine River Capital Management
Minnesota
– -$216K -1,886 Closed
JG
310
Jefferies Group
New York
– -$193K -1,686 Closed
PHK
311
Point72 Hong Kong
Hong Kong
– -$42K -365 Closed
IA
312
IFP Advisors
Florida
– -$15K -129 Closed
PFBT
313
Parkside Financial Bank & Trust
Missouri
– -$10K -88 Closed
Bessemer Group
314
Bessemer Group
New Jersey
– -$10K -84 Closed
Fifth Third Bancorp
315
Fifth Third Bancorp
Ohio
– -$9K -79 Closed
HIM
316
Hillsdale Investment Management
Ontario, Canada
– -$3K -25 Closed
UFA
317
US Financial Advisors
Massachusetts
– -$1K -5 Closed
NFG
318
Next Financial Group
Texas
– +$79 +1 +50%
WAS
319
Winch Advisory Services
Wisconsin
– +$158 +2 New
Carson Wealth (CWM LLC)
320
Carson Wealth (CWM LLC)
Nebraska
– +$394 +5 New
S
321
SignatureFD
Georgia
– +$394 +5 New
CFA
322
Carroll Financial Associates
North Carolina
– +$551 +7 New