|
1201
|
SG Americas Securities
New York
|
–
|
-$3.37M
|
-40,164
|
Closed
|
|
|
1202
|
Cynosure Group
Salt Lake City,
Utah
|
–
|
-$3.01M
|
-35,890
|
Closed
|
|
|
1203
|
International Assets Investment Management
Orlando,
Florida
|
–
|
-$2.09M
|
-24,944
|
Closed
|
|
|
1204
|
Forthright Family Wealth Advisory
Houston,
Texas
|
–
|
-$1.73M
|
-20,625
|
Closed
|
|
|
1205
|
Renaissance Technologies
New York
|
–
|
-$1.37M
|
-16,300
|
Closed
|
|
|
1206
|
Midland Wealth Advisors
Effingham,
Illinois
|
–
|
-$1.35M
|
-16,115
|
Closed
|
|
|
1207
|
Advisor Resource Council
Dallas,
Texas
|
–
|
-$1.02M
|
-13,876
|
Closed
|
|
|
1208
|
Andina Capital Management
Lehi,
Utah
|
–
|
-$1.08M
|
-12,840
|
Closed
|
|
|
1209
|
Leo Wealth LLC
Hurst,
Texas
|
–
|
-$680K
|
-8,121
|
Closed
|
|
|
1210
|
Advisors Capital Management
Ridgewood,
New Jersey
|
–
|
-$643K
|
-7,659
|
Closed
|
|
|
1211
|
Maripau Wealth Management
Fort Wayne,
Indiana
|
–
|
-$620K
|
-7,390
|
Closed
|
|
|
1212
|
Keel Point
Huntsville,
Alabama
|
–
|
-$628K
|
-7,181
|
Closed
|
|
|
1213
|
Tudor Investment Corp
Stamford,
Connecticut
|
–
|
-$603K
|
-7,178
|
Closed
|
|
|
1214
|
GLOBALT Investments
Atlanta,
Georgia
|
–
|
-$467K
|
-5,567
|
Closed
|
|
|
1215
|
SVB Wealth
Boston,
Massachusetts
|
–
|
-$368K
|
-4,385
|
Closed
|
|
|
1216
|
Granite Bay Wealth Management
Portsmouth,
New Hampshire
|
–
|
-$363K
|
-4,318
|
Closed
|
|
|
1217
|
Heritage Wealth Management (Ohio)
Cincinnati,
Ohio
|
–
|
-$359K
|
-4,264
|
Closed
|
|
|
1218
|
Ehrlich Financial Group
Laguna Niguel,
California
|
–
|
-$333K
|
-3,963
|
Closed
|
|
|
1219
|
JSF Financial
Los Angeles,
California
|
–
|
-$278K
|
-3,317
|
Closed
|
|
|
1220
|
W.H. Cornerstone Investments
Kingston,
Massachusetts
|
–
|
-$256K
|
-3,049
|
Closed
|
|
|
1221
|
Quadrature Capital
London,
United Kingdom
|
–
|
-$255K
|
-3,037
|
Closed
|
|
|
1222
|
WMS Partners
Towson,
Maryland
|
–
|
-$217K
|
-2,586
|
Closed
|
|
|
1223
|
Wolf Group Capital Advisors
Fairfax,
Virginia
|
–
|
-$217K
|
-2,585
|
Closed
|
|
|
1224
|
Emergent Wealth Advisors
Williamsville,
New York
|
–
|
-$215K
|
-2,560
|
Closed
|
|
|
1225
|
Guidance Capital
Lousville,
Kentucky
|
–
|
-$220K
|
-2,526
|
Closed
|
|
