|
601
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
–
|
-$86K
|
-985
|
Closed
|
|
|
602
|
Aurora Investment Management
Chicago,
Illinois
|
–
|
-$78K
|
-900
|
Closed
|
|
|
603
|
B. Riley Wealth Management
Memphis,
Tennessee
|
–
|
-$64K
|
-738
|
Closed
|
|
|
604
|
Summit Securities Group
New York
|
–
|
-$49K
|
-555
|
Closed
|
|
|
605
|
Tompkins Financial
Ithaca,
New York
|
–
|
-$41K
|
-469
|
Closed
|
|
|
606
|
Redwood Investments
Boston,
Massachusetts
|
–
|
-$37K
|
-417
|
Closed
|
|
|
607
|
Element Capital Management
New York
|
–
|
-$35K
|
-400
|
Closed
|
|
|
608
|
Edge Wealth Management
New York
|
–
|
-$31K
|
-350
|
Closed
|
|
|
609
|
Karp Capital Management
Sausalito,
California
|
–
|
-$22K
|
-246
|
Closed
|
|
|
610
|
Stanford Investment Group
Mountain View,
California
|
–
|
-$21K
|
-235
|
Closed
|
|
|
611
|
Strategic Capital Alternatives
Gig Harbor,
United States
|
–
|
-$19K
|
-214
|
Closed
|
|
|
612
|
Rational Advisors
Huntington,
New York
|
–
|
-$18K
|
-210
|
Closed
|
|
|
613
|
North Star Investment Management
Chicago,
Illinois
|
–
|
-$18K
|
-200
|
Closed
|
|
|
614
|
Royce & Associates
New York
|
–
|
-$18K
|
-200
|
Closed
|
|
|
615
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
–
|
-$11K
|
-131
|
Closed
|
|
|
616
|
Cambria Investment Management
Manhattan Beach,
California
|
–
|
-$11K
|
-120
|
Closed
|
|
|
617
|
Mitsubishi UFJ Securities
Tokyo,
Japan
|
–
|
-$9K
|
-100
|
Closed
|
|
|
618
|
Quadrant Capital Group
Cincinnati,
Ohio
|
–
|
-$1.67K
|
-24
|
-75%
|
|
|
619
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
–
|
-$1K
|
-9
|
Closed
|
|
|
620
|
First Interstate Bank
Billings,
Montana
|
–
|
+$555
|
+8
|
New
|
|
