UQM

UQM Technologies, Inc.
UQM

Overview Fund Activity
Delisted

UQM was delisted on the 31st of July, 2019.

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36 hedge funds and large institutions have $5.6M invested in UQM Technologies, Inc. in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 11 reducing their positions, and 9 closing their positions.

Holders
36
Holders Change
-4
Holders Change %
-10%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
6
Reduced
11
Closed
9
Calls
$36K
Puts
$2K
Net Calls
+$34K
Net Calls Change
-$251K

Top Buyers

1
PGCM
1
Prescott Group Capital Management
Oklahoma
$1.4M
2
AFM
2
Anson Funds Management
Texas
$176K
3
VKH
3
Virtu KCG Holdings
New York
$20K
4
UBS Group
4
UBS Group
Switzerland
$18K
5
NL
5
NWAM LLC
Washington
$39K

Top Sellers

1
Invesco
1
Invesco
Georgia
$0
2
AR
2
Advisory Research
Illinois
$0
3
SCM
3
Seamans Capital Management
Massachusetts
$311K
4
B
4
Baird
Wisconsin
$439K
5
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$156K
Name Market Value Shares Shares
Change 		Shares
Change %
RBC
26
Ronald Blue & Co
Georgia
$10K 12,205 – –
TDC
27
Thompson Davis & Co
Virginia
$8K 10,000 – –
Bank of America
28
Bank of America
North Carolina
$7K 9,050 – –
BIM
29
BlackRock Investment Management
Delaware
$5K 6,528 – –
Citigroup
30
Citigroup
New York
$3K 3,512 +3,148 +865%
CWM
31
Cranbrook Wealth Management
Michigan
$2K 3,000 – –
WA
32
WFG Advisors
Texas
$2K 2,500 – –
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$1K 1,445 +1,445 New
Manulife (Manufacturers Life Insurance)
34
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2 3,090 – –
Invesco
35
Invesco
Georgia
– – -646,553 Closed
AR
36
Advisory Research
Illinois
– – -207,400 Closed
PGFC
37
Peapack-Gladstone Financial Corp
New Jersey
– – -50,580 Closed
Zurich Cantonal Bank
38
Zurich Cantonal Bank
Switzerland
– – -11,000 Closed
PVH
39
Psagot Value Holdings
Israel
– – -7,832 Closed
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
– – -300 Closed
Ameriprise
41
Ameriprise
Minnesota
– – -200 Closed
TIM
42
Tortoise Investment Management
New York
– – -200 Closed
NFG
43
Next Financial Group
Texas
– – -150 Closed
Wells Fargo
44
Wells Fargo
California
– – – –
PG
45
PEAK6 Group
Illinois
– – – –
ST
46
Spot Trading
Illinois
– – – –
TRCT
47
Tower Research Capital (TRC)
New York
$0 200 – –
Group One Trading
48
Group One Trading
Illinois
– – – –
Barclays
49
Barclays
United Kingdom
$0 60,928 +60,928 New
1
2