UQM Technologies, Inc.
UQM
UQM was delisted on the 31st of July, 2019.
37 hedge funds and large institutions have $11.3M invested in UQM Technologies, Inc. in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 5 closing their positions.
80% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 5
29% more capital invested
Capital invested by funds: $8.73M → $11.3M (+$2.55M)
12% more funds holding
Funds holding: 33 → 37 (+4)
25% less repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 8
30% less call options, than puts
Call options by funds: $35K | Put options by funds: $50K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BIT
BlackRock Institutional Trust
San Francisco,
California
|
+$302K |
| 2 |
CNB
City National Bank
Beverly Hills,
California
|
+$185K |
| 3 |
PCM
Perkins Capital Management
Wayzata,
Minnesota
|
+$182K |
| 4 |
VKH
Virtu KCG Holdings
New York
|
+$103K |
| 5 |
PGFC
Peapack-Gladstone Financial Corp
Bedminster,
New Jersey
|
+$74K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
-$43.3K |
| 2 |
NL
NWAM LLC
Mercer Island,
Washington
|
-$29.7K |
| 3 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$22K |
| 4 |
RCM
Rotella Capital Management
Bellevue,
Washington
|
-$22K |
| 5 |
Group One Trading
Chicago,
Illinois
|
-$20.4K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PG
26
PEAK6 Group
Chicago,
Illinois
| $22K | +$18.9K | +10,200 | New |
|
|
TDC
27
Thompson Davis & Co
Richmond,
Virginia
| $21K | +$18.5K | +10,000 | New |
|
28
Bank of America
Charlotte,
North Carolina
| $19K | -$6.63K | -3,580 | -28% |
|
|
BA
29
BlackRock Advisors
Wilmington,
Delaware
| $15K | – | – | – |
|
|
CWM
30
Cranbrook Wealth Management
Bloomfield Hills,
Michigan
| $6K | +$5.55K | +3,000 | New |
|
|
U
31
UBS
Zurich,
Switzerland
| $5K | -$43.3K | -23,400 | -91% |
|
|
32
Group One Trading
Chicago,
Illinois
| $5K | -$20.4K | -11,000 | -81% |
|
|
WA
33
WFG Advisors
Dallas,
Texas
| $5K | – | – | – |
|
34
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $1K | – | – | – |
|
35
BNP Paribas Financial Markets
Paris,
France
| $368 | +$318 | +172 | New |
|
36
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $5 | – | – | – |
|
|
RCM
37
Rotella Capital Management
Bellevue,
Washington
| – | -$22K | -12,300 | Closed |
|
|
CS
38
Credit Suisse
Zurich,
Switzerland
| – | -$22K | -12,058 | Closed |
|
|
TIM
39
Tortoise Investment Management
White Plains,
New York
| – | -$1K | -200 | Closed |
|
UQM Hedge Fund Activity: Q4 2013 in Review
37 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in UQM Technologies, Inc. (UQM) for Q4 2013, worth a combined $11.3M — up 29% from $8.73M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new UQM positions and 5 closed out — a net gain of 4 holders — while 6 added to existing stakes and 8 trimmed.
The largest buyer was BlackRock Institutional Trust, adding an estimated $302K. The largest seller was UBS, cutting an estimated $43.3K.
- 37 institutional investors held UQM Technologies, Inc. (UQM) as of Q4 2013, up from 33 in Q3 2013.
- Funds reported $11.3M of UQM Technologies, Inc. stock for Q4 2013, up 29% quarter-over-quarter.
- 9 funds opened new UQM Technologies, Inc. positions in Q4 2013 and 5 closed out, a net change of +4 holders.
- The largest UQM Technologies, Inc. buyer in Q4 2013 was BlackRock Institutional Trust, an estimated $302K added.
- The largest UQM Technologies, Inc. seller in Q4 2013 was UBS, an estimated $43.3K sold.
Based on aggregated 13F filings for Q4 2013.