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Upland Software

Name Holding Trade Value Shares
Change
Change in
Stake
Tower Research Capital (TRC)
151
Tower Research Capital (TRC)
New York
$1K +$300 +1 +50%
FGC
152
Financial Gravity Companies
Texas
$1K +$1.2K +4 New
BNP Paribas Financial Markets
153
BNP Paribas Financial Markets
France
$82 -$16.2K -54 Closed
Assenagon Asset Management
154
Assenagon Asset Management
Luxembourg
– -$5.12M -15,848 Closed
Axiom Investors
155
Axiom Investors
Connecticut
– -$1.95M -6,043 Closed
PWAM
156
Park West Asset Management
California
– -$1.77M -5,478 Closed
SCA
157
Secor Capital Advisors
New York
– -$1.44M -4,448 Closed
AA
158
AlphaMark Advisors
Kentucky
– -$895K -2,772 Closed
Neuberger Berman Group
159
Neuberger Berman Group
New York
– -$695K -2,150 Closed
ARTA
160
A.R.T. Advisors
New York
– -$593K -1,838 Closed
Capital Fund Management (CFM)
161
Capital Fund Management (CFM)
France
– -$352K -1,090 Closed
BCM
162
Bayesian Capital Management
New York
– -$275K -852 Closed
MC
163
Menta Capital
California
– -$271K -838 Closed
P
164
Pitcairn
Pennsylvania
– -$267K -825 Closed
TSS
165
Two Sigma Securities
New York
– -$241K -747 Closed
Stifel Financial
166
Stifel Financial
Missouri
– -$212K -661 Closed
FIM
167
Freedom Investment Management
Connecticut
– -$237K -659 Closed
Quantbot Technologies
168
Quantbot Technologies
New York
– -$121K -375 Closed
Walleye Trading
169
Walleye Trading
New York
– -$20K -61 Closed
PCM
170
Prelude Capital Management
New York
– -$11K -34 Closed
PHK
171
Point72 Hong Kong
Hong Kong
– -$4K -11 Closed