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Union Pacific
UNP

1,203 hedge funds and large institutions have $61.6B invested in Union Pacific in 2013 Q4 according to their latest regulatory filings, with 159 funds opening new positions, 426 increasing their positions, 452 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 67

7% more funds holding

Funds holding: 1,125 → 1,203 (+78)

7% more capital invested

Capital invested by funds: $57.8B → $61.6B (+$3.85B)

7% more funds holding in top 10

Funds holding in top 10: 61 → 65 (+4)

6% less repeat investments, than reductions

Existing positions increased: 426 | Existing positions reduced: 452

1.45% less ownership

Funds ownership: 160.12% → 158.67% (-1.5%)

40% less call options, than puts

Call options by funds: $552M | Put options by funds: $914M

Holders
1,203
Holders Change
+78
Holders Change %
+6.93%
% of All Funds
34.92%
Holding in Top 10
65
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+6.56%
% of All Funds
1.89%
New
159
Increased
426
Reduced
452
Closed
67
Calls
$552M
Puts
$914M
Net Calls
-$362M
Net Calls Change
-$5.4M

Top Buyers

Rank Fund Capital Flow
1
Harris Associates
Harris Associates
Illinois
+$529M
2
AllianceBernstein
AllianceBernstein
Tennessee
+$251M
3
JHIU
Janus Henderson Investors US
Colorado
+$234M
4
SI
Sentry Investments
Ontario, Canada
+$163M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$139M

Top Sellers

Rank Fund Capital Flow
1
WRF
Waddell & Reed Financial
Kansas
-$301M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$290M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$275M
4
Capital World Investors
Capital World Investors
California
-$273M
5
Jennison Associates
Jennison Associates
New York
-$253M
Name Holding Trade Value Shares
Change 		Change in
Stake
FFA
1001
First Foundation Advisors
California
$352K +$30.4K +384 +10%
SCM
1002
Stonebridge Capital Management
California
$348K -$15.8K -200 -5%
BP
1003
Ballentine Partners
Massachusetts
$347K +$20.9K +264 +7%
CB
1004
Chemical Bank
Michigan
$344K -$18.2K -230 -5%
IF
1005
IRON Financial
Illinois
$344K +$325K +4,100 New
SC
1006
Saybrook Capital
North Carolina
$344K +$325K +4,100 New
SAMC
1007
Shinko Asset Management Company
Japan
$341K -$27.1K -342 -8%
WP
1008
WMS Partners
Maryland
$339K +$320K +4,038 New
BMM
1009
Buffington Mohr McNeal
Idaho
$336K -$20.6K -260 -6%
ACP
1010
Aviance Capital Partners
Florida
$336K – – –
BCM
1011
Boltwood Capital Management
California
$336K – – –
BAM
1012
Burnham Asset Management
New York
$336K – – –
DT
1013
Diversified Trust
Tennessee
$336K – – –
DSC
1014
Duncker Streett & Co
Missouri
$336K +$4.12K +52 +1%
PAM
1015
Palisade Asset Management
Minnesota
$336K +$6.33K +80 +2%
HW
1016
Hancock Whitney
Mississippi
$335K -$67.6K -854 -18%
LG
1017
Laidlaw Group
New York
$334K +$13.8K +174 +5%
BCM
1018
BTR Capital Management
California
$332K – – –
PIM
1019
Provident Investment Management
Michigan
$329K – – –
TIA
1020
Tiemann Investment Advisors
California
$325K +$306K +3,866 New
BAS
1021
Brown Advisory Securities
Maryland
$320K +$2.53K +32 +0.8%
EHC
1022
Everett Harris & Co
California
$320K +$31.7K +400 +12%
SCM
1023
Salem Capital Management
Massachusetts
$319K -$15.8K -200 -5%
PAM
1024
Private Asset Management
California
$318K – – –
WSA
1025
Willow Street Advisors
Florida
$316K – – –
39 40
41
42 43

UNP Hedge Fund Activity: Q4 2013 in Review

1,203 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Union Pacific (UNP) for Q4 2013, worth a combined $61.6B — up 6.7% from $57.8B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new UNP positions and 67 closed out — a net gain of 92 holders — while 426 added to existing stakes and 452 trimmed.

The largest buyer was Harris Associates, adding an estimated $529M. The largest seller was Waddell & Reed Financial, cutting an estimated $301M.

  • 1,203 institutional investors held Union Pacific (UNP) as of Q4 2013, up from 1,125 in Q3 2013.
  • Funds reported $61.6B of Union Pacific stock for Q4 2013, up 6.7% quarter-over-quarter.
  • 159 funds opened new Union Pacific positions in Q4 2013 and 67 closed out, a net change of +92 holders.
  • The largest Union Pacific buyer in Q4 2013 was Harris Associates, an estimated $529M added.
  • The largest Union Pacific seller in Q4 2013 was Waddell & Reed Financial, an estimated $301M sold.

Based on aggregated 13F filings for Q4 2013.