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UNM

Name Holding Trade Value Shares
Change 		Change in
Stake
CTC
526
Central Trust Company
Missouri
$2K – – –
CAW
527
Cornerstone Advisors (Washington)
Washington
$2K – – –
PFBT
528
Parkside Financial Bank & Trust
Missouri
$2K – – –
SCA
529
Stuart Chaussee & Associates
California
$2K – – –
TFO
530
Tarbox Family Office
California
$2K – – –
GWS
531
Glassman Wealth Services
Virginia
$2K +$261 +5 +18%
RWA
532
Ropes Wealth Advisors
Massachusetts
$2K +$1.67K +32 New
SLF
533
Sun Life Financial
Ontario, Canada
$1.01K -$23.2K -444 -90%
NR
534
Newfound Research
Massachusetts
$1K -$2.04K -39 -64%
HR
535
Howe & Rusling
New York
$1K -$1.93K -37 -63%
AC
536
Avestar Capital
New York
$1K -$1.46K -28 -40%
BWM
537
Baystate Wealth Management
Massachusetts
$1K – – –
FWM
538
Focused Wealth Management
New York
$1K – – –
GI
539
Gradient Investments
Minnesota
$1K – – –
LWCFA
540
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$1K – – –
WAP
541
Wealthcare Advisory Partners
Pennsylvania
$1K – – –
MIFH
542
Migdal Insurance & Financial Holdings
Israel
$1K +$784 +15 New
FC
543
Ferris Capital
Massachusetts
$1K +$1.15K +22 New
RWM
544
Raffa Wealth Management
District of Columbia
$809 +$888 +17 New
AIM
545
Artemis Investment Management
United Kingdom
– -$10.6M -192,700 Closed
PCM
546
Prana Capital Management
Connecticut
– -$8.51M -155,752 Closed
CG
547
Clinton Group
New York
– -$5.79M -105,493 Closed
HAI
548
Hennessy Advisors Inc
California
– -$4.41M -80,300 Closed
CM
549
Crestline Management
Texas
– -$3.9M -70,963 Closed
SEC
550
Seven Eight Capital
New York
– -$3.83M -69,869 Closed
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