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Unum
UNM

456 hedge funds and large institutions have $5.78B invested in Unum in 2019 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 179 increasing their positions, 170 reducing their positions, and 70 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

5% more repeat investments, than reductions

Existing positions increased: 179 | Existing positions reduced: 170

2.14% less ownership

Funds ownership: 95.33% → 93.19% (-2.1%)

7% less funds holding

Funds holding: 490 → 456 (-34)

13% less capital invested

Capital invested by funds: $6.65B → $5.78B (-$864M)

49% less first-time investments, than exits

New positions opened: 36 | Existing positions closed: 70

76% less call options, than puts

Call options by funds: $9.99M | Put options by funds: $41M

Holders
456
Holders Change
-34
Holders Change %
-6.94%
% of All Funds
10%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.11%
New
36
Increased
179
Reduced
170
Closed
70
Calls
$9.99M
Puts
$41M
Net Calls
-$31M
Net Calls Change
-$62.4M

Top Buyers

1
NI
Nuance Investments
Missouri
+$55.5M
2
AQR Capital Management
AQR Capital Management
Connecticut
+$34.7M
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$28M
4
American Century Companies
American Century Companies
Missouri
+$19.2M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$17.7M

Top Sellers

1
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$85.2M
2
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$57.8M
3
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$45.6M
4
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$42M
5
Deutsche Bank
Deutsche Bank
Germany
-$39.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
Parallax Volatility Advisers
376
Parallax Volatility Advisers
California
$35K -$3.6M -121,384 -99%
CFA
377
Carroll Financial Associates
North Carolina
$35K – – –
TAIM
378
TD Ameritrade Investment Management
Nebraska
$34K -$23.5K -793 -41%
PCM
379
Prelude Capital Management
New York
$33K -$246K -8,284 -88%
FPS
380
Fieldpoint Private Securities
Connecticut
$33K -$25.8K -868 -44%
CCM
381
Cribstone Capital Management
Maine
$33K – – –
FMT
382
First Mercantile Trust
Tennessee
$33K +$1.54K +52 +5%
Carson Wealth (CWM LLC)
383
Carson Wealth (CWM LLC)
Nebraska
$32K – – –
CWM
384
Cranbrook Wealth Management
Michigan
$32K – – –
SCA
385
Stonebridge Capital Advisors
Minnesota
$31K – – –
MBTD
386
Mechanics Bank - Trust Department
California
$30K +$29.7K +1,000 New
JFGIW
387
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$29K +$23.5K +793 +422%
SFS
388
Sowell Financial Services
Arkansas
$28K +$27.8K +935 New
Rockefeller Capital Management
389
Rockefeller Capital Management
New York
$28K +$28.2K +951 New
PCG
390
Private Capital Group
Connecticut
$27K +$22K +742 +417%
HFM
391
Hartford Financial Management
Connecticut
$26K – – –
LWCFA
392
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$25K – – –
PA
393
Parallel Advisors
California
$25K +$8.94K +301 +57%
FHA
394
Flagship Harbor Advisors
Massachusetts
$24K -$3.36K -113 -12%
NSIM
395
North Star Investment Management
Illinois
$24K +$24.1K +810 New
DAM
396
Delta Asset Management
Tennessee
$22K – – –
PFGIA
397
Patriot Financial Group Insurance Agency
Massachusetts
$22K – – –
APA
398
American Portfolios Advisors
New York
$20.5K – – –
NSB
399
Norway Savings Bank
Maine
$19K -$1.49K -50 -7%
GLI
400
Guardian Life Insurance
New York
$18K -$208 -7 -1%
14 15
16
17 18

UNM Hedge Fund Activity: Q3 2019 in Review

456 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Unum (UNM) for Q3 2019, worth a combined $5.78B — down 13% from $6.65B a quarter earlier.

Sellers outnumbered buyers: 70 funds closed out of UNM and 36 opened new positions — a net loss of 34 holders — while 170 trimmed existing stakes and 179 added.

The largest buyer was Nuance Investments, adding an estimated $55.5M. The largest seller was Bank of Nova Scotia, cutting an estimated $85.2M.

  • 456 institutional investors held Unum (UNM) as of Q3 2019, down from 490 in Q2 2019.
  • Funds reported $5.78B of Unum stock for Q3 2019, down 13% quarter-over-quarter.
  • 36 funds opened new Unum positions in Q3 2019 and 70 closed out, a net change of -34 holders.
  • The largest Unum buyer in Q3 2019 was Nuance Investments, an estimated $55.5M added.
  • The largest Unum seller in Q3 2019 was Bank of Nova Scotia, an estimated $85.2M sold.

Based on aggregated 13F filings for Q3 2019.