|
301
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$14K
|
-1,291
|
Closed
|
|
|
302
|
Regions Financial Corp
Birmingham,
Alabama
|
–
|
-$13K
|
-1,138
|
Closed
|
|
|
303
|
TCI Wealth Advisors
Tucson,
Arizona
|
–
|
-$11.4K
|
-1,046
|
-95%
|
|
|
304
|
Lindbrook Capital
Calabasas,
California
|
–
|
-$11K
|
-1,031
|
Closed
|
|
|
305
|
Essex Savings Bank
Essex,
Connecticut
|
–
|
-$11K
|
-1,000
|
Closed
|
|
|
306
|
Rockefeller Capital Management
New York
|
–
|
-$11K
|
-1,000
|
Closed
|
|
|
307
|
Sonora Investment Management
Tucson,
Arizona
|
–
|
-$7K
|
-600
|
Closed
|
|
|
308
|
Flagship Harbor Advisors
Boston,
Massachusetts
|
–
|
-$5.41K
|
-495
|
-88%
|
|
|
309
|
Farmers National Bank
Danville,
Kentucky
|
–
|
-$3K
|
-300
|
Closed
|
|
|
310
|
Parisi Gray Wealth Management
Mendham,
New Jersey
|
–
|
-$3K
|
-278
|
Closed
|
|
|
311
|
Cresset Asset Management
Chicago,
Illinois
|
–
|
-$2K
|
-218
|
Closed
|
|
|
312
|
Trust Company
Manhattan,
Kansas
|
–
|
-$2K
|
-200
|
Closed
|
|
|
313
|
Bremer Bank National Association
St Paul,
Minnesota
|
–
|
-$2K
|
-190
|
Closed
|
|
|
314
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$2K
|
-169
|
Closed
|
|
|
315
|
Paragon Capital Management (Kansas)
Overland Park,
Kansas
|
–
|
-$1K
|
-91
|
Closed
|
|
|
316
|
Kessler Investment Group
Columbus,
Indiana
|
–
|
-$1K
|
-71
|
Closed
|
|
|
317
|
Wealthspire Advisors (Maryland)
Potomac,
Maryland
|
–
|
-$1K
|
-64
|
Closed
|
|
|
318
|
Covington Capital Management
Los Angeles,
California
|
–
|
-$1K
|
-63
|
Closed
|
|
|
319
|
Kistler-Tiffany Companies
Berwyn,
Pennsylvania
|
–
|
-$1K
|
-60
|
Closed
|
|
|
320
|
Bruderman Asset Management
Locust Valley,
New York
|
–
|
-$1K
|
-50
|
Closed
|
|
|
321
|
Winslow Evans & Crocker
Boston,
Massachusetts
|
–
|
-$2K
|
-36
|
Closed
|
|
|
322
|
Elmwood Wealth Management
Berkeley,
California
|
–
|
+$76
|
+7
|
New
|
|
|
323
|
Glassman Wealth Services
Vienna,
Virginia
|
–
|
+$437
|
+40
|
New
|
|
|
324
|
Machina Capital
Paris,
France
|
–
|
+$513
|
+47
|
New
|
|
|
325
|
Harvest Group Wealth Management
Waltham,
Massachusetts
|
–
|
+$1.05K
|
+96
|
New
|
|
