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UNH

Name Holding Trade Value Shares
Change 		Change in
Stake
UFA
1101
US Financial Advisors
Massachusetts
$5K +$4.26K +45 New
LWA
1102
Lowe Wealth Advisors
Maryland
$5K +$4.74K +50 New
ST
1103
Spot Trading
Illinois
$4K -$6.63M -69,926 -100%
FPFS
1104
First Personal Financial Services
North Carolina
$4K +$3.98K +42 New
CWM
1105
Catamount Wealth Management
Connecticut
$3K +$2.37K +25 New
WA
1106
WealthTrust-Arizona
Arizona
$2K -$8.72K -92 -80%
SA
1107
SRH Advisors
Kansas
$2K – – –
CPIG
1108
Chicago Partners Investment Group
Illinois
$2K +$1.42K +15 New
IF
1109
Ironwood Financial
Arizona
$1K +$569 +6 New
ECP
1110
Empyrean Capital Partners
California
– -$118M -1,364,000 Closed
SIM
1111
Stelliam Investment Management
New York
– -$50.7M -587,500 Closed
RIM
1112
RS Investment Management
California
– -$20.6M -239,400 Closed
QI
1113
Qualcomm Inc
California
– -$13.7M -159,200 Closed
DCM
1114
Decade Capital Management
New York
– -$10.5M -121,749 Closed
EAM
1115
EverPoint Asset Management
Connecticut
– -$8.19M -95,000 Closed
TCM
1116
Tekla Capital Management
Massachusetts
– -$7.17M -83,186 Closed
MCMT
1117
Moon Capital Management (Tennessee)
Tennessee
– -$3.23M -37,411 Closed
WCP
1118
Welch Capital Partners
New York
– -$2.71M -31,426 Closed
PP
1119
PDT Partners
New York
– -$2.42M -28,034 Closed
LBG
1120
Lloyds Banking Group
United Kingdom
– -$1.8M -20,863 Closed
AF
1121
Ally Financial
Michigan
– -$1.73M -20,000 Closed
PAAMCP
1122
Pacific Alternative Asset Management Company (PAAMCO)
California
– -$1.72M -19,959 Closed
MF
1123
Magnetar Financial
Illinois
– -$1.44M -16,658 Closed
PG
1124
PEAK6 Group
Illinois
– -$1.49M -15,714 Closed
BMCMI
1125
Bryn Mawr Capital Management Inc
Pennsylvania
– -$1.24M -14,400 Closed
43 44
45
46 47