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UNH

Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
1001
CrestPoint Capital Management
Missouri
– -$301K -4,000 Closed
USGIU
1002
U.S. Global Investors (USGI)
Texas
– -$301K -4,000 Closed
AAS
1003
Annex Advisory Services
Wisconsin
– -$289K -3,834 Closed
CI
1004
Cowen Inc
New York
– -$286K -3,800 Closed
WT
1005
Washington Trust
Rhode Island
– -$253K -3,367 Closed
IPRC
1006
Indices-Pac Research Corporation
New Jersey
– -$249K -3,304 Closed
AHB
1007
Abner Herrman & Brock
New Jersey
– -$214K -2,879 Closed
GVT
1008
Genesee Valley Trust
New York
– -$212K -2,810 Closed
BHB
1009
Bank Hapoalim BM
Israel
– -$203K -2,700 Closed
RCM
1010
Rotella Capital Management
Washington
– -$202K -2,678 Closed
SHWM
1011
Smith & Howard Wealth Management
Georgia
– -$157K -2,080 Closed
JWM
1012
Jacobus Wealth Management
Wisconsin
– -$123K -1,634 Closed
ACM
1013
Aviance Capital Management
Florida
– -$123K -1,628 Closed
ICM
1014
ICC Capital Management
Florida
– -$117K -1,559 Closed
WCM
1015
Windsor Capital Management
Arizona
– -$92K -1,216 Closed
ASN
1016
Advisory Services Network
Georgia
– -$26K -351 Closed
AP
1017
Advisors Preferred
Maryland
– -$21K -286 Closed
CCM
1018
Chilton Capital Management
Texas
– -$11.7K -155 Closed
AA
1019
Apriem Advisors
California
– -$6K -75 Closed
PFG
1020
Piershale Financial Group
Illinois
– -$2K -27 Closed
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