|
51
|
Asset Dedication LLC
San Francisco,
California
|
$1K
|
–
|
–
|
–
|
|
|
52
|
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
$1K
|
–
|
–
|
–
|
|
|
53
|
Cullen/Frost Bankers
San Antonio,
Texas
|
$1K
|
–
|
–
|
–
|
|
|
54
|
Gradient Investments
Arden Hills,
Minnesota
|
$1K
|
–
|
–
|
–
|
|
|
55
|
Harbour Investments
Madison,
Wisconsin
|
$1K
|
–
|
–
|
–
|
|
|
56
|
American Portfolios Advisors
Holbrook,
New York
|
$170
|
–
|
–
|
–
|
|
|
57
|
BNP Paribas Financial Markets
Paris,
France
|
$52
|
-$1.27M
|
-29,807
|
-100%
|
|
|
58
|
Atom Investors
Austin,
Texas
|
–
|
-$3.83M
|
-100,000
|
Closed
|
|
|
59
|
Bluefin Capital Management
New York
|
–
|
-$2.15M
|
-56,000
|
Closed
|
|
|
60
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
–
|
-$1.25M
|
-32,541
|
Closed
|
|
|
61
|
|
–
|
-$486K
|
-12,705
|
Closed
|
|
|
62
|
Toronto Dominion Bank
Toronto, Ontario,
Ontario, Canada
|
–
|
-$459K
|
-11,974
|
Closed
|
|
|
63
|
U.S. Global Investors (USGI)
San Antonio,
Texas
|
–
|
-$175K
|
-4,579
|
Closed
|
|
|
64
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$174K
|
-4,543
|
Closed
|
|
|
65
|
Moors & Cabot
Boston,
Massachusetts
|
–
|
-$121K
|
-3,150
|
Closed
|
|
|
66
|
Financial Advocates Investment Management
Olympia,
Washington
|
–
|
-$100K
|
-2,599
|
Closed
|
|
|
67
|
Kore Private Wealth
New York
|
–
|
-$96K
|
-2,500
|
Closed
|
|
|
68
|
International Assets Investment Management
Orlando,
Florida
|
–
|
-$13K
|
-352
|
Closed
|
|
|
69
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$4K
|
-100
|
Closed
|
|
|
70
|
Ameritas Investment Company
Lincoln,
Nebraska
|
–
|
-$2.57K
|
-67
|
Closed
|
|
|
71
|
Johnson Financial Group Inc (Wisconsin)
Racine,
Wisconsin
|
–
|
-$1K
|
-16
|
Closed
|
|
|
72
|
Arax Advisory Partners
Denver,
Colorado
|
–
|
+$213
|
+5
|
New
|
|
