Ultralife
ULBI
34 hedge funds and large institutions have $43.3M invested in Ultralife in 2018 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 5 closing their positions.
11% more repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 9
1.21% less ownership
Funds ownership: 32.97% → 31.76% (-1.2%)
11% less funds holding
Funds holding: 38 → 34 (-4)
14% less capital invested
Capital invested by funds: $50.4M → $43.3M (-$7.1M)
40% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 5
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $103K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Mirae Asset Global Investments
Seoul,
South Korea
|
+$2.97M |
| 2 |
Vanguard Group
Malvern,
Pennsylvania
|
+$1.09M |
| 3 |
EIM
Essex Investment Management
Boston,
Massachusetts
|
+$698K |
| 4 |
TAM
THB Asset Management
Norwalk,
Connecticut
|
+$353K |
| 5 |
Dimensional Fund Advisors
Austin,
Texas
|
+$269K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wellington Management Group
Boston,
Massachusetts
|
-$1.68M |
| 2 |
NC
Northpointe Capital
Bloomfield Hills,
Michigan
|
-$730K |
| 3 |
BCM
Bridgeway Capital Management
Houston,
Texas
|
-$327K |
| 4 |
RWP
RWA Wealth Partners
Newton,
Massachusetts
|
-$278K |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$201K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SC
26
Saturna Capital
Bellingham,
Washington
| $82K | – | – | – |
|
27
Barclays
London,
United Kingdom
| $37K | +$41.8K | +4,475 | +12,786% |
|
28
Bank of America
Charlotte,
North Carolina
| $24K | – | – | – |
|
|
PCM
29
Prelude Capital Management
New York
| $15K | -$8.27K | -885 | -32% |
|
|
TRCT
30
Tower Research Capital (TRC)
New York
| $9K | -$59.1K | -6,324 | -85% |
|
31
UBS Group
Zurich,
Switzerland
| $9K | +$9.79K | +1,047 | New |
|
|
CAL
32
Capital Advisors Ltd
Shaker Heights,
Ohio
| $5K | – | – | – |
|
|
LTFS
33
Ladenburg Thalmann Financial Services
Miami,
Florida
| $3K | – | – | – |
|
|
WCM
34
Wealthcare Capital Management
Richmond,
Virginia
| $2K | – | – | – |
|
|
WC
35
Whitney & Co
Rochester,
New York
| $2K | – | – | – |
|
|
RWP
36
RWA Wealth Partners
Newton,
Massachusetts
| – | -$278K | -29,000 | Closed |
|
|
37
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$201K | -21,490 | Closed |
|
|
SIM
38
Spark Investment Management
New York
| – | -$124K | -13,020 | Closed |
|
|
AIM
39
Alambic Investment Management
Belvedere,
California
| – | -$101K | -10,526 | Closed |
|
ULBI Hedge Fund Activity: Q3 2018 in Review
34 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Ultralife (ULBI) for Q3 2018, worth a combined $43.3M — down 14% from $50.4M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of ULBI and 3 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 10 added.
The largest buyer was Mirae Asset Global Investments, opening a new position worth an estimated $2.97M. The largest seller was Wellington Management Group, cutting an estimated $1.68M.
- 34 institutional investors held Ultralife (ULBI) as of Q3 2018, down from 38 in Q2 2018.
- Funds reported $43.3M of Ultralife stock for Q3 2018, down 14% quarter-over-quarter.
- 3 funds opened new Ultralife positions in Q3 2018 and 5 closed out, a net change of -2 holders.
- The largest Ultralife buyer in Q3 2018 was Mirae Asset Global Investments, an estimated $2.97M added.
- The largest Ultralife seller in Q3 2018 was Wellington Management Group, an estimated $1.68M sold.
Based on aggregated 13F filings for Q3 2018.