Ultralife
ULBI
37 hedge funds and large institutions have $16.5M invested in Ultralife in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 2 closing their positions.
150% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 2
9% more funds holding
Funds holding: 34 → 37 (+3)
11% less repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 9
18% less capital invested
Capital invested by funds: $20M → $16.5M (-$3.52M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TAM
THB Asset Management
Norwalk,
Connecticut
|
+$284K |
| 2 |
SKK
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
+$62.9K |
| 3 |
SIM
Spark Investment Management
New York
|
+$61.1K |
| 4 |
Wells Fargo
San Francisco,
California
|
+$41.9K |
| 5 |
Renaissance Technologies
New York
|
+$27.5K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TA
Teton Advisors
Rye,
New York
|
-$503K |
| 2 |
PCM
Perritt Capital Management
Chicago,
Illinois
|
-$229K |
| 3 |
SAM
Shikiar Asset Management
New York
|
-$96.5K |
| 4 |
Dimensional Fund Advisors
Austin,
Texas
|
-$42.2K |
| 5 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$39K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BA
26
BlackRock Advisors
Wilmington,
Delaware
| $13K | +$6.41K | +1,866 | +88% |
|
|
NFA
27
Nationwide Fund Advisors
Columbus,
Ohio
| $11K | – | – | – |
|
|
BIM
28
BlackRock Investment Management
Wilmington,
Delaware
| $6K | – | – | – |
|
|
TRCT
29
Tower Research Capital (TRC)
New York
| $4K | +$3.38K | +983 | +762% |
|
|
U
30
UBS
Zurich,
Switzerland
| $3K | – | – | – |
|
|
PSC
31
Prentiss Smith & Co
Brattleboro,
Vermont
| $2K | – | – | – |
|
32
Morgan Stanley
New York
| $2K | +$3 | +1 | +0.2% |
|
|
MA
33
MUFG Americas
New York
| $2K | +$2.54K | +740 | New |
|
|
GC
34
Globeflex Capital
San Diego,
California
| $1K | -$282 | -82 | -22% |
|
|
CAL
35
Capital Advisors Ltd
Shaker Heights,
Ohio
| $1K | – | – | – |
|
|
WCM
36
Wealthcare Capital Management
Richmond,
Virginia
| $1K | – | – | – |
|
37
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $1 | +$1.08K | +315 | New |
|
|
GC
38
Guggenheim Capital
Chicago,
Illinois
| – | -$39K | -10,125 | Closed |
|
|
GSC
39
Ground Swell Capital
Folly Beach,
South Carolina
| – | -$1K | -200 | Closed |
|
ULBI Hedge Fund Activity: Q3 2014 in Review
37 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Ultralife (ULBI) for Q3 2014, worth a combined $16.5M — down 18% from $20M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new ULBI positions and 2 closed out — a net gain of 3 holders — while 8 added to existing stakes and 9 trimmed.
The largest buyer was THB Asset Management, adding an estimated $284K. The largest seller was Teton Advisors, cutting an estimated $503K.
- 37 institutional investors held Ultralife (ULBI) as of Q3 2014, up from 34 in Q2 2014.
- Funds reported $16.5M of Ultralife stock for Q3 2014, down 18% quarter-over-quarter.
- 5 funds opened new Ultralife positions in Q3 2014 and 2 closed out, a net change of +3 holders.
- The largest Ultralife buyer in Q3 2014 was THB Asset Management, an estimated $284K added.
- The largest Ultralife seller in Q3 2014 was Teton Advisors, an estimated $503K sold.
Based on aggregated 13F filings for Q3 2014.