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Ultralife
ULBI

38 hedge funds and large institutions have $18.2M invested in Ultralife in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 6 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

12% more funds holding

Funds holding: 34 → 38 (+4)

13% less capital invested

Capital invested by funds: $20.9M → $18.2M (-$2.62M)

50% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 12

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
6
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
+$2.57M
2
TAM
THB Asset Management
Connecticut
+$1.01M
3
PCM
Perritt Capital Management
Illinois
+$373K
4
VKH
Virtu KCG Holdings
New York
+$79K
5
SKK
Shepherd Kaplan Krochuk
Massachusetts
+$56K

Top Sellers

Rank Fund Capital Flow
1
HA
Heartland Advisors
Wisconsin
-$2.71M
2
GXMC
Global X Management Company
New York
-$1.4M
3
IAM
Integre Asset Management
New York
-$284K
4
BGIM
Brandywine Global Investment Management
Pennsylvania
-$80K
5
WS
Wedbush Securities
California
-$43K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
26
Bank of America
North Carolina
$32K -$16.8K -4,500 -33%
U
27
UBS
Switzerland
$16K -$5.06K -1,354 -23%
NFA
28
Nationwide Fund Advisors
Ohio
$12K – – –
TRCT
29
Tower Research Capital (TRC)
New York
$10K +$5.84K +1,563 +114%
BA
30
BlackRock Advisors
Delaware
$8K – – –
Wells Fargo
31
Wells Fargo
California
$7K +$7.47K +2,000 New
PSC
32
Prentiss Smith & Co
Vermont
$2K – – –
Morgan Stanley
33
Morgan Stanley
New York
$2K +$1.87K +500 New
CAL
34
Capital Advisors Ltd
Ohio
$2K +$2.17K +580 New
Acadian Asset Management
35
Acadian Asset Management
Massachusetts
$1K – – –
WCM
36
Wealthcare Capital Management
Virginia
$1K – – –
GC
37
Globeflex Capital
California
$1K +$1.7K +454 New
HA
38
Heartland Advisors
Wisconsin
– -$2.71M -677,557 Closed
IAM
39
Integre Asset Management
New York
– -$284K -71,120 Closed
BGIM
40
Brandywine Global Investment Management
Pennsylvania
– -$80K -20,000 Closed
JIC
41
Joel Isaacson & Co
New York
– -$3K -750 Closed
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
– +$41 +11 New
1
2

ULBI Hedge Fund Activity: Q4 2013 in Review

38 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Ultralife (ULBI) for Q4 2013, worth a combined $18.2M — down 13% from $20.9M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new ULBI positions and 5 closed out — a net gain of 4 holders — while 6 added to existing stakes and 12 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $2.57M. The largest seller was Heartland Advisors, exiting entirely with an estimated $2.71M sold.

  • 38 institutional investors held Ultralife (ULBI) as of Q4 2013, up from 34 in Q3 2013.
  • Funds reported $18.2M of Ultralife stock for Q4 2013, down 13% quarter-over-quarter.
  • 9 funds opened new Ultralife positions in Q4 2013 and 5 closed out, a net change of +4 holders.
  • The largest Ultralife buyer in Q4 2013 was Wellington Management Group, an estimated $2.57M added.
  • The largest Ultralife seller in Q4 2013 was Heartland Advisors, an estimated $2.71M sold.

Based on aggregated 13F filings for Q4 2013.