|
301
|
Barings
Charlotte,
North Carolina
|
–
|
-$508K
|
-10,237
|
Closed
|
|
|
302
|
Bailard
Foster City,
California
|
–
|
-$495K
|
-9,973
|
Closed
|
|
|
303
|
|
–
|
-$455K
|
-9,953
|
Closed
|
|
|
304
|
|
–
|
-$477K
|
-9,596
|
Closed
|
|
|
305
|
Banco de Sabadell
Miami,
Florida
|
–
|
-$391K
|
-7,927
|
Closed
|
|
|
306
|
Group One Trading
Chicago,
Illinois
|
–
|
-$317K
|
-6,934
|
Closed
|
|
|
307
|
RegentAtlantic Capital
Morristown,
New Jersey
|
–
|
-$217K
|
-4,363
|
Closed
|
|
|
308
|
Juncture Wealth Strategies
Scottsdale,
Arizona
|
–
|
-$203K
|
-4,090
|
Closed
|
|
|
309
|
Secor Capital Advisors
New York
|
–
|
-$200K
|
-4,070
|
Closed
|
|
|
310
|
First Hawaiian Bank
Honolulu,
Hawaii
|
–
|
-$162K
|
-3,255
|
Closed
|
|
|
311
|
State of Tennessee, Department of Treasury
Nashville,
Tennessee
|
–
|
-$149K
|
-3,009
|
Closed
|
|
|
312
|
Neo Ivy Capital Management
New York
|
–
|
-$125K
|
-2,533
|
Closed
|
|
|
313
|
Marshall Wace North America
New York
|
–
|
-$45K
|
-900
|
Closed
|
|
|
314
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$42K
|
-850
|
Closed
|
|
|
315
|
Machina Capital
Paris,
France
|
–
|
-$35K
|
-700
|
Closed
|
|
|
316
|
Wealthspire Advisors (Maryland)
Potomac,
Maryland
|
–
|
-$32K
|
-645
|
Closed
|
|
|
317
|
WealthBridge Capital Management
Westerville,
Ohio
|
–
|
-$29K
|
-628
|
Closed
|
|
|
318
|
Regions Financial Corp
Birmingham,
Alabama
|
–
|
-$20K
|
-400
|
Closed
|
|
|
319
|
Shelton Capital Management
Denver,
Colorado
|
–
|
-$4.75K
|
-236
|
Closed
|
|
|
320
|
Sandy Spring Bank
Olney,
Maryland
|
–
|
-$7K
|
-150
|
Closed
|
|
|
321
|
Proficio Capital Partners
Newton,
Massachusetts
|
–
|
-$7K
|
-149
|
Closed
|
|
|
322
|
Rockefeller Capital Management
New York
|
–
|
-$6K
|
-117
|
Closed
|
|
|
323
|
Raffa Wealth Management
Washington,
District of Columbia
|
–
|
-$993
|
-20
|
Closed
|
|
|
324
|
Legacy Financial Advisors
Covington,
Kentucky
|
–
|
-$1K
|
-13
|
Closed
|
|
|
325
|
Carroll Financial Associates
Charlotte,
North Carolina
|
–
|
+$46
|
+1
|
+100%
|
|
