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UBS Group

Name Holding Trade Value Shares
Change
Change in
Stake
IA
401
IFP Advisors
Florida
$221K +$58.7K +2,231 +45%
SMA
402
Seven Mile Advisory
New Jersey
$219K +$186K +7,072 New
SMA
403
Sage Mountain Advisors
Georgia
$217K +$185K +7,038 New
RWB
404
RMR Wealth Builders
New Jersey
$216K -$50.4K -1,918 -22%
LNC
405
Lincoln National Corp
Pennsylvania
$214K +$182K +6,927 New
PCIA
406
Prime Capital Investment Advisors
Kansas
$213K +$182K +6,905 New
WS
407
Wedbush Securities
California
$209K +$178K +6,753 New
Empower Advisory Group
408
Empower Advisory Group
Colorado
$208K +$177K +6,735 New
TW
409
Traveka Wealth
California
$207K +$176K +6,696 New
HAG
410
HighPoint Advisor Group
Illinois
$205K +$171K +6,501 New
GGA
411
Granite Group Advisors
Connecticut
$203K +$172K +6,543 New
PNC
412
Park National Corp
Ohio
$203K +$172K +6,555 New
Verition Fund Management
413
Verition Fund Management
Connecticut
$201K -$167K -6,340 -49%
Carson Wealth (CWM LLC)
414
Carson Wealth (CWM LLC)
Nebraska
$184K -$2.58K -98 -2%
GEA
415
Glen Eagle Advisors
New Jersey
$178K -$3.13K -119 -2%
KOCAA
416
Knights of Columbus Asset Advisors
Connecticut
$155K +$132K +5,020 New
WT
417
Whittier Trust
California
$154K +$26.3K +1,000 +25%
CAM
418
Chesapeake Asset Management
New York
$153K
PCM
419
Penserra Capital Management
California
$146K -$818K -31,108 -87%
GIS
420
Grayhawk Investment Strategies
Alberta, Canada
$145K +$147K +5,571 New
AF
421
Allworth Financial
California
$139K +$9.49K +361 +9%
AAP
422
Arax Advisory Partners
Colorado
$134K +$114K +4,322 New
LA
423
LM Advisors
California
$131K +$112K +4,244 New
BGAI
424
Bruce G. Allen Investments
Colorado
$129K +$110K +4,175 New
FP
425
Financial Perspectives
Minnesota
$127K