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UBS Group

Name Holding Trade Value Shares
Change
Change in
Stake
LWP
351
Laurel Wealth Planning
Minnesota
$6.18K – – –
AFS
352
Annapolis Financial Services
Maryland
$5.77K – – –
USCWA
353
U.S. Capital Wealth Advisors
Texas
$5.06K +$4.61K +271 New
GEA
354
Glen Eagle Advisors
New Jersey
$5K +$1.51K +89 +50%
ADL
355
Asset Dedication LLC
California
$5K – – –
AssetMark Inc
356
AssetMark Inc
California
$4.05K -$561 -33 -13%
CCM
357
Copeland Capital Management
Pennsylvania
$4K – – –
TAIM
358
TD Ameritrade Investment Management
Nebraska
$4K – – –
SC
359
Schubert & Co
Texas
$3.15K -$2.08K -122 -42%
CCA
360
Column Capital Advisors
Indiana
$3.12K – – –
CPG
361
Cornerstone Planning Group
New Jersey
$3.05K +$2.47K +145 New
TRCT
362
Tower Research Capital (TRC)
New York
$3K -$34.2K -2,012 -93%
PFBT
363
Parkside Financial Bank & Trust
Missouri
$2.89K +$2.64K +155 New
HWM
364
HighMark Wealth Management
Minnesota
$2.48K -$714 -42 -24%
ACM
365
Antonetti Capital Management
Florida
$2.3K – – –
FMP
366
Financial Management Professionals
Texas
$2K -$187 -11 -8%
JIR
367
James Investment Research
Ohio
$2K +$1.7K +100 New
HGERS
368
Householder Group Estate & Retirement Specialist
Arizona
$2K +$2.69K +158 New
IAA
369
Independent Advisor Alliance
North Carolina
$1.98K -$318K -18,697 -15%
Federated Hermes
370
Federated Hermes
Pennsylvania
$1.89K -$187 -11 -10%
FA
371
Fiduciary Alliance
South Carolina
$1.87K +$1.7K +100 New
FFA
372
Farther Finance Advisors
California
$1.05K +$952 +56 New
GFWA
373
Grey Fox Wealth Advisors
Delaware
$877 +$799 +47 New
FSWA
374
Financial Synergies Wealth Advisors
Texas
$859 – – –
Mackenzie Financial
375
Mackenzie Financial
Ontario, Canada
– -$48.8M -3,330,017 Closed