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UBS Group

Name Holding Trade Value Shares
Change
Change in
Stake
SIS
351
Sound Income Strategies
Florida
$8K
OIA
352
Optimum Investment Advisors
Illinois
$7K +$6.77K +358 New
RWM
353
Raffa Wealth Management
District of Columbia
$6.9K
AFS
354
Annapolis Financial Services
Maryland
$6K
ADL
355
Asset Dedication LLC
California
$6K
CBT
356
CoreFirst Bank & Trust
Kansas
$6K
LWP
357
Laurel Wealth Planning
Minnesota
$6K
CIBC Private Wealth Group
358
CIBC Private Wealth Group
Georgia
$6K +$6.17K +326 New
Lazard Asset Management
359
Lazard Asset Management
New York
$6K +$6.38K +337 New
BFEC
360
Benjamin F. Edwards & Company
Missouri
$5K
DHGWA
361
Dixon Hughes Goodman Wealth Advisors
North Carolina
$5K +$1.27K +67 +41%
GWM
362
Geneos Wealth Management
Colorado
$5K +$5.33K +282 New
CCM
363
Copeland Capital Management
Pennsylvania
$4K +$643 +34 +19%
GEA
364
Glen Eagle Advisors
New Jersey
$3.5K
HWM
365
HighMark Wealth Management
Minnesota
$3K -$1.08K -57 -25%
CTC
366
Central Trust Company
Missouri
$3K
CCA
367
Column Capital Advisors
Indiana
$3K
RIM
368
Rockbridge Investment Management
New York
$2.03K
AIP
369
Ahrens Investment Partners
Louisiana
$2K
ACM
370
Antonetti Capital Management
Florida
$2K
EI
371
Ellevest Inc
New York
$2K
HI
372
Hudock Inc
Pennsylvania
$1K
LWA
373
Lenox Wealth Advisors
New York
$1K
Federated Hermes
374
Federated Hermes
Pennsylvania
$1K +$795 +42 New
Barclays
375
Barclays
United Kingdom
-$486M -27,173,428 Closed