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UBS Group

Name Holding Trade Value Shares
Change
Change in
Stake
LPWM
301
Lake Point Wealth Management
Texas
$4K +$4.83K +356 New
GWM
302
Geneos Wealth Management
Colorado
$3K – – –
GAM
303
Gemmer Asset Management
California
$3K +$3.35K +247 New
CGT
304
Capital Guardian Trust
California
$2K -$43M -3,168,564 -100%
DBT
305
Dubuque Bank & Trust
Iowa
$2K -$1.61K -119 -40%
WEC
306
Winslow Evans & Crocker
Massachusetts
$2K – – –
PWMG
307
Prestige Wealth Management Group
New Jersey
$2K +$1.93K +142 New
ACS
308
Archford Capital Strategies
Illinois
$1K – – –
IFAM
309
Institutional & Family Asset Management
Colorado
$1K – – –
WAS
310
WESPAC Advisors SoCal
California
$1K – – –
NFG
311
Next Financial Group
Texas
$1K +$1.14K +84 New
AIC
312
Ameritas Investment Company
Nebraska
$1K +$1.41K +104 New
MPWT
313
MassMutual Private Wealth & Trust
Connecticut
$198 – – –
Capital World Investors
314
Capital World Investors
California
– -$331M -20,961,166 Closed
GQG Partners
315
GQG Partners
Florida
– -$159M -9,646,845 Closed
ED
316
Exane Derivatives
France
– -$30.9M -2,275,073 Closed
ACPU
317
Arrowgrass Capital Partners (US)
Delaware
– -$7.75M -500,000 Closed
Balyasny Asset Management
318
Balyasny Asset Management
Illinois
– -$3.06M -225,907 Closed
NVIM
319
New Vernon Investment Management
Illinois
– -$1.73M -110,000 Closed
CIS
320
Capital International Sarl
California
– -$1.6M -100,632 Closed
New York State Common Retirement Fund
321
New York State Common Retirement Fund
New York
– -$1.03M -65,204 Closed
JG
322
Jefferies Group
New York
– -$951K -60,473 Closed
LA
323
Legacy Advisors
Pennsylvania
– -$860K -54,660 Closed
EMG
324
Ellington Management Group
Connecticut
– -$541K -34,400 Closed
FIA
325
FNY Investment Advisers
New York
– -$522K -33,200 Closed