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UBS Group

Name Holding Trade Value Shares
Change
Change in
Stake
GLAM
226
Gardner Lewis Asset Management
Pennsylvania
$827K +$808K +38,750 New
PWM
227
Perigon Wealth Management
California
$826K +$808K +38,714 New
Simplex Trading
228
Simplex Trading
Illinois
$815K +$797K +38,202 New
VF
229
Virtu Financial
New York
$797K +$779K +37,353 New
GF
230
Gabelli Funds
New York
$790K
BBP
231
Banco BTG Pactual
Brazil
$789K +$834K +40,000 New
CAN
232
Cetera Advisor Networks
California
$789K -$24.7K -1,184 -3%
Northwestern Mutual Wealth Management
233
Northwestern Mutual Wealth Management
Wisconsin
$781K -$474K -22,731 -38%
LFM
234
LGT Fund Management
Liechtenstein
$770K +$761K +36,500 New
LCGC
235
Legacy Capital Group California
California
$768K +$750K +35,974 New
API
236
Advisor Partners II
California
$729K +$52K +2,495 +8%
CTC (Chicago Trading Company)
237
CTC (Chicago Trading Company)
Illinois
$717K +$729K +34,949 New
ONB
238
Old National Bancorp
Indiana
$715K +$169K +8,097 +32%
JMPWA
239
JP Morgan Private Wealth Advisors
California
$714K +$409K +19,591 +141%
CGL
240
Clarius Group LLC
Washington
$707K +$10.2K +487 +1%
MIS
241
Morningstar Investment Services
Illinois
$706K +$40.1K +1,920 +6%
CG
242
Cutler Group
California
$702K +$687K +32,932 New
PFS
243
Prospera Financial Services
Texas
$699K +$684K +32,769 New
RCAG
244
Rehmann Capital Advisory Group
Michigan
$690K -$74K -3,547 -10%
LSAG
245
Lake Street Advisors Group
New Hampshire
$688K +$24.3K +1,166 +4%
HI
246
Horizon Investments
North Carolina
$684K
VT
247
Vise Technologies
New York
$675K +$92K +4,409 +16%
MML Investors Services
248
MML Investors Services
Massachusetts
$669K -$226K -10,819 -26%
LAM
249
Lingohr Asset Management
Germany
$651K -$32.5K -1,560 -5%
Cetera Investment Advisers
250
Cetera Investment Advisers
Illinois
$643K -$57K -2,730 -8%