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UBS Group

Name Holding Trade Value Shares
Change
Change in
Stake
PA
226
Parallel Advisors
California
$20K -$37.5K -2,327 -67%
BIG
227
Bellwether Investment Group
Tennessee
$19K – – –
RWA
228
Ropes Wealth Advisors
Massachusetts
$18K – – –
TCOV
229
Trust Company of Vermont
Vermont
$18K +$17.7K +1,098 New
FDCDDQ
230
Federation des caisses Desjardins du Quebec
Quebec, Canada
$17.9K +$18.1K +1,122 New
WA
231
Winfield Associates
Ohio
$17K – – –
Carson Wealth (CWM LLC)
232
Carson Wealth (CWM LLC)
Nebraska
$16K – – –
PCP
233
Proficio Capital Partners
Massachusetts
$15K +$5.36K +333 +59%
SQA
234
Simon Quick Advisors
New Jersey
$13K +$13.3K +829 New
WIM
235
Westside Investment Management
California
$11.5K +$1.92K +119 +19%
Nisa Investment Advisors
236
Nisa Investment Advisors
Missouri
$9K – – –
Lazard Asset Management
237
Lazard Asset Management
New York
$7K +$7.92K +492 New
YWP
238
YorkBridge Wealth Partners
New York
$5K – – –
TRCT
239
Tower Research Capital (TRC)
New York
$4K -$53.5K -3,323 -93%
AAP
240
Arax Advisory Partners
Colorado
$3K – – –
ACS
241
Archford Capital Strategies
Illinois
$2K – – –
GBT
242
Grove Bank & Trust
Florida
$2K – – –
HMS
243
Hanseatic Management Services
New Mexico
$2K +$1.85K +115 New
WA
244
WFG Advisors
Texas
$1K -$13.5K -838 -94%
IWM
245
IHT Wealth Management
Illinois
$1K – – –
TWI
246
Thomas White International
Illinois
$1K – – –
WEC
247
Winslow Evans & Crocker
Massachusetts
$480 – – –
CI
248
Clal Insurance
Israel
– -$21.3M -1,322,267 -100%
ED
249
Exane Derivatives
France
– -$13.1M -813,750 Closed
CIBC World Market
250
CIBC World Market
Ontario, Canada
– -$3.62M -230,751 Closed