|
401
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$7K
|
–
|
–
|
–
|
|
|
402
|
Valley National Advisers
Bethlehem,
Pennsylvania
|
$7K
|
–
|
–
|
–
|
|
|
403
|
TCI Wealth Advisors
Tucson,
Arizona
|
$7K
|
+$6.61K
|
+152
|
New
|
|
|
404
|
ICC Capital Management
Orlando,
Florida
|
$6K
|
-$48.7K
|
-1,120
|
-90%
|
|
|
405
|
Mariner Wealth Advisors (NYC)
Overland Park,
Kansas
|
$6K
|
+$6.18K
|
+142
|
New
|
|
|
406
|
Risk Paradigm Group
Austin,
Texas
|
$4.43K
|
+$4.35K
|
+100
|
New
|
|
|
407
|
Rational Advisors
Huntington,
New York
|
$4K
|
-$2.61K
|
-60
|
-40%
|
|
|
408
|
Farmers & Merchants Investments Inc
Lincoln,
Nebraska
|
$4K
|
+$3.96K
|
+91
|
New
|
|
|
409
|
Formidable Asset Management
Cincinnati,
Ohio
|
$3K
|
–
|
–
|
–
|
|
|
410
|
Mitsubishi UFJ Securities
Tokyo,
Japan
|
$3K
|
+$2.61K
|
+60
|
New
|
|
|
411
|
Spot Trading
Chicago,
Illinois
|
$2K
|
-$1.83M
|
-42,038
|
-100%
|
|
|
412
|
Ruggie Capital Group
Tavares,
Florida
|
$1K
|
+$696
|
+16
|
New
|
|
|
413
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
+$826
|
+19
|
New
|
|
|
414
|
Raffa Wealth Management
Washington,
District of Columbia
|
$576
|
–
|
–
|
–
|
|
|
415
|
Highline Capital Management
New York
|
–
|
-$54M
|
-1,281,955
|
Closed
|
|
|
416
|
Allianz Asset Management
Munich,
Germany
|
–
|
-$6.01M
|
-142,661
|
Closed
|
|
|
417
|
|
–
|
-$3.51M
|
-83,298
|
Closed
|
|
|
418
|
Princeton Alpha Management
Princeton Junction,
New Jersey
|
–
|
-$1.82M
|
-43,179
|
Closed
|
|
|
419
|
GSA Capital Partners
London,
United Kingdom
|
–
|
-$1.51M
|
-35,945
|
Closed
|
|
|
420
|
Virtu KCG Holdings
New York
|
–
|
-$1.34M
|
-31,807
|
Closed
|
|
|
421
|
PointState Capital
New York
|
–
|
-$1.12M
|
-26,600
|
Closed
|
|
|
422
|
Chicago Equity Partners
Chicago,
Illinois
|
–
|
-$865K
|
-20,550
|
Closed
|
|
|
423
|
Paloma Partners
Greenwich,
Connecticut
|
–
|
-$800K
|
-18,400
|
Closed
|
|
|
424
|
Achievement Holdings
Chicago,
Illinois
|
–
|
-$712K
|
-16,900
|
Closed
|
|
|
425
|
Gideon Capital Advisors
New York
|
–
|
-$644K
|
-15,283
|
Closed
|
|
