|
901
|
iAB Financial Bank
Fort Wayne,
Indiana
|
–
|
-$211K
|
-4,100
|
Closed
|
|
|
902
|
Westport Asset Management
Southport,
Connecticut
|
–
|
-$208K
|
-4,036
|
Closed
|
|
|
903
|
NorthStar Asset Management (Pennsylvania)
Blue Bell,
Pennsylvania
|
–
|
-$206K
|
-4,000
|
Closed
|
|
|
904
|
NWAM LLC
Mercer Island,
Washington
|
–
|
-$230K
|
-4,000
|
Closed
|
|
|
905
|
Schonfeld Group Holdings
Jericho,
New York
|
–
|
-$204K
|
-3,962
|
Closed
|
|
|
906
|
Brick & Kyle Associates
Newtown,
Pennsylvania
|
–
|
-$139K
|
-2,700
|
Closed
|
|
|
907
|
Searle & Co
Greenwich,
Connecticut
|
–
|
-$103K
|
-2,000
|
Closed
|
|
|
908
|
LBA Wealth Management
Jacksonville,
Florida
|
–
|
-$52K
|
-1,000
|
Closed
|
|
|
909
|
CKW Financial Group
Honolulu,
Hawaii
|
–
|
-$38K
|
-735
|
Closed
|
|
|
910
|
Parasol Investment Management
Westmont,
Illinois
|
–
|
-$20K
|
-379
|
Closed
|
|
|
911
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
–
|
-$19K
|
-363
|
Closed
|
|
|
912
|
Apriem Advisors
Irvine,
California
|
–
|
-$13K
|
-250
|
Closed
|
|
|
913
|
Catamount Wealth Management
Westport,
Connecticut
|
–
|
-$10K
|
-185
|
Closed
|
|
|
914
|
Lenox Wealth Management
Cincinnati,
Ohio
|
–
|
-$8.54K
|
-175
|
Closed
|
|
|
915
|
B. Riley Wealth Management
Memphis,
Tennessee
|
–
|
-$8K
|
-158
|
Closed
|
|
|
916
|
1832 Asset Management
Toronto,
Ontario, Canada
|
–
|
-$7K
|
-135
|
Closed
|
|
|
917
|
JFS Wealth Advisors
Hermitage,
Pennsylvania
|
–
|
-$3K
|
-65
|
Closed
|
|
|
918
|
Spot Trading
Chicago,
Illinois
|
–
|
-$2.68K
|
-55
|
Closed
|
|
|
919
|
Beacon Capital Management Inc (Ohio)
Dayton,
Ohio
|
–
|
+$49
|
+1
|
New
|
|
|
920
|
Gradient Investments
Arden Hills,
Minnesota
|
–
|
+$98
|
+2
|
New
|
|
|
921
|
Northwestern Mutual Investment Services
Milwaukee,
Wisconsin
|
–
|
+$98
|
+2
|
New
|
|
