Name Holding Trade Value Shares
Change
Change in
Stake
WTB
201
Washington Trust Bank
Washington
$14K – – –
EFSCE
202
Enterprise Financial Services Corp (EFSC)
Missouri
$10K – – –
LIA
203
LS Investment Advisors
Michigan
$9K – – –
Creative Planning
204
Creative Planning
Kansas
$8K +$1.28K +37 +19%
FANJ
205
Financial Architects (New Jersey)
New Jersey
$8K +$7.92K +228 New
NES
206
New England Securities
New York
$7K – – –
WA
207
Winfield Associates
Ohio
$5K – – –
FPFS
208
First Personal Financial Services
North Carolina
$5K +$5.97K +172 New
Manulife (Manufacturers Life Insurance)
209
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4K – – –
TIM
210
Tortoise Investment Management
New York
$4K +$3.58K +103 New
TCM
211
Tradewinds Capital Management
Washington
$3K – – –
S
212
SignatureFD
Georgia
$3K +$3.13K +90 New
NPC
213
National Planning Corporation
California
$2.15K +$2.26K +65 New
Barclays
214
Barclays
United Kingdom
$2K -$115K -3,319 -99%
ACS
215
Archford Capital Strategies
Illinois
$2K – – –
MFS
216
MSI Financial Services
Massachusetts
$2K – – –
AIG
217
American International Group
New York
$1.29K – – –
MIM
218
Macroview Investment Management
Maryland
$1K – – –
WEC
219
Winslow Evans & Crocker
Massachusetts
$988 – – –
TCM
220
Tekne Capital Management
New York
– -$37.9M -1,117,391 Closed
DCM
221
Driehaus Capital Management
Illinois
– -$22.3M -658,142 Closed
SRFM
222
Shannon River Fund Management
New York
– -$19.3M -569,262 Closed
Capital Fund Management (CFM)
223
Capital Fund Management (CFM)
France
– -$12.6M -372,786 Closed
JCAM
224
Jericho Capital Asset Management
New York
– -$11.3M -334,156 Closed
PI
225
Putnam Investments
Massachusetts
– -$10.2M -302,200 Closed