|
401
|
Moody Aldrich Partners
Marblehead,
Massachusetts
|
–
|
-$232K
|
-10,180
|
Closed
|
|
|
402
|
Magnus Financial Group
New York
|
–
|
-$231K
|
-10,140
|
Closed
|
|
|
403
|
Stratos Wealth Advisors
Beachwood,
Ohio
|
–
|
-$229K
|
-10,060
|
Closed
|
|
|
404
|
Oakbrook Investments
Lisle,
Illinois
|
–
|
-$228K
|
-10,000
|
Closed
|
|
|
405
|
Quantinno Capital Management
New York
|
–
|
-$208K
|
-9,140
|
Closed
|
|
|
406
|
Snowden Capital Advisors
New York
|
–
|
-$203K
|
-8,910
|
Closed
|
|
|
407
|
Scotia Capital
Toronto,
Ontario, Canada
|
–
|
-$202K
|
-8,880
|
Closed
|
|
|
408
|
Claraphi Advisory Network
Aliso Viejo,
United States
|
–
|
-$200K
|
-8,780
|
Closed
|
|
|
409
|
Castleark Management
Chicago,
Illinois
|
–
|
-$134K
|
-5,900
|
Closed
|
|
|
410
|
GQ Asset Management
New York City,
New York
|
–
|
-$126K
|
-5,550
|
Closed
|
|
|
411
|
Private Ocean
San Rafael,
California
|
–
|
-$56K
|
-2,500
|
Closed
|
|
|
412
|
Manchester Financial
Westlake Village,
California
|
–
|
-$40K
|
-1,740
|
Closed
|
|
|
413
|
Banco de Sabadell
Miami,
Florida
|
–
|
-$36K
|
-1,570
|
Closed
|
|
|
414
|
Nisa Investment Advisors
St. Louis,
Missouri
|
–
|
-$34K
|
-1,500
|
Closed
|
|
|
415
|
Truvestments Capital
Sarasota,
Florida
|
–
|
-$34K
|
-1,500
|
Closed
|
|
|
416
|
Meridian Wealth Management
Lexington,
Kentucky
|
–
|
-$287
|
-1,260
|
Closed
|
|
|
417
|
SevenBridge Financial Group
Harrisburg,
Pennsylvania
|
–
|
-$28K
|
-1,250
|
Closed
|
|
|
418
|
Executive Wealth Management
Brighton,
Michigan
|
–
|
-$23K
|
-1,000
|
Closed
|
|
|
419
|
Financial Management Professionals
Austin,
Texas
|
–
|
-$23K
|
-1,000
|
Closed
|
|
|
420
|
Allworth Financial
Folsom,
California
|
–
|
-$17K
|
-740
|
Closed
|
|
|
421
|
Exane Derivatives
Paris,
France
|
–
|
-$14.3K
|
-630
|
Closed
|
|
|
422
|
OneDigital Investment Advisors
Overland Park,
Kansas
|
–
|
-$11K
|
-500
|
Closed
|
|
|
423
|
Proficio Capital Partners
Newton,
Massachusetts
|
–
|
-$10K
|
-430
|
Closed
|
|
|
424
|
West Paces Advisors
Atlanta,
Georgia
|
–
|
-$8.66K
|
-380
|
Closed
|
|
|
425
|
AssetMark Inc
Concord,
California
|
–
|
-$1K
|
-50
|
Closed
|
|
