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Name Holding Trade Value Shares
Change
Change in
Stake
Parallax Volatility Advisers
551
Parallax Volatility Advisers
California
$7K +$7.73K +510 New
AWMS
552
Advocacy Wealth Management Services
Georgia
$6K
MCA
553
Mercer Capital Advisers
New Jersey
$6K
CAW
554
Cornerstone Advisors (Washington)
Washington
$6K +$909 +60 +16%
QI
555
QS Investors
New York
$5K -$909 -60 -15%
AWM
556
AllSquare Wealth Management
New York
$5K
DAM
557
Delta Asset Management
Tennessee
$5K
LWA
558
Lenox Wealth Advisors
New York
$5K
TF
559
Tompkins Financial
New York
$5K
FFC
560
First Financial Corp
Indiana
$5K +$5.68K +375 New
SEC
561
Seven Eight Capital
New York
$4K -$1.49M -98,220 -100%
SHJ
562
Sharkey, Howes & Javer
Colorado
$4K
RBC
563
Roble Belko & Company
Pennsylvania
$3K
Thrivent Financial for Lutherans
564
Thrivent Financial for Lutherans
Minnesota
$3K
KT
565
Kanaly Trust
Texas
$3K +$227 +15 +7%
TCA
566
Tortoise Capital Advisors
Kansas
$3K +$909 +60 +50%
ANBT
567
American National Bank & Trust
Texas
$2K
WTB
568
Washington Trust Bank
Washington
$2K +$2.27K +150 New
TIM
569
Tortoise Investment Management
New York
$1K -$124K -8,175 -99%
AssetMark Inc
570
AssetMark Inc
California
$1K -$15K -990 -92%
MIM
571
Macroview Investment Management
Maryland
$1K -$1.14K -75 -50%
AIS
572
Accurate Investment Solutions
Pennsylvania
$1K +$1.14K +75 New
CCM
573
Cribstone Capital Management
Maine
$1K +$1.36K +90 New
ED
574
Exane Derivatives
France
$212
ACM
575
Andor Capital Management
New York
-$115M -7,500,000 Closed