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Name Holding Trade Value Shares
Change 		Change in
Stake
GWM
4001
GSB Wealth Management
Connecticut
– -$209K -800 Closed
DLA
4002
Douglas Lane & Associates
New York
– -$209K -798 Closed
KP
4003
Kitching Partners
Pennsylvania
– -$201K -769 Closed
PWM
4004
Partnership Wealth Management
Maryland
– -$122K -468 Closed
DWS
4005
Dynamic Wealth Strategies
California
– -$119K -454 Closed
MIM
4006
Macroview Investment Management
Maryland
– -$97.1K -371 Closed
APC
4007
Aspire Private Capital
North Carolina
– -$89.8K -343 Closed
4FG
4008
4Thought Financial Group
New York
– -$89K -340 Closed
BOC
4009
Bull Oak Capital
California
– -$84.2K -322 Closed
HC
4010
Hoese & Co
Minnesota
– -$78.5K -300 Closed
DI
4011
DAGCO Inc
Ohio
– -$61.5K -235 Closed
GJWM
4012
Gilliland Jeter Wealth Management
Arkansas
– -$57.8K -221 Closed
VAMG
4013
Voisard Asset Management Group
Michigan
– -$17.6K -67 Closed
MIM
4014
Meridiem Investment Management
United Kingdom
– -$15.7K -60 Closed
BIC
4015
Beach Investment Counsel
Pennsylvania
– -$12K -45 Closed
LI
4016
Louisbourg Investments
New Brunswick, Canada
– -$10.5K -40 Closed
CTC
4017
Cetera Trust Company
Minnesota
– -$9.94K -38 Closed
PCA
4018
Providence Capital Advisors
North Carolina
– -$7.25K -27 Closed
CFG
4019
Copley Financial Group
California
– -$2.62K -10 Closed
CA
4020
Claris Advisors
Missouri
– -$262 -1 Closed
157 158 159 160
161