|
1201
|
TIAA Trust, National Association
Charlotte,
North Carolina
|
–
|
-$619K
|
-12,381
|
Closed
|
|
|
1202
|
|
–
|
-$609K
|
-12,179
|
Closed
|
|
|
1203
|
Marble Wealth
Montgomery,
Alabama
|
–
|
-$585K
|
-11,701
|
Closed
|
|
|
1204
|
Diversify Advisory Services
Sandy,
Utah
|
–
|
-$590K
|
-11,562
|
Closed
|
|
|
1205
|
Dark Forest Capital Management
San Juan,
Puerto Rico
|
–
|
-$569K
|
-11,373
|
Closed
|
|
|
1206
|
DRW Securities
Chicago,
Illinois
|
–
|
-$567K
|
-11,343
|
Closed
|
|
|
1207
|
Peak Financial Advisors
Denver,
Colorado
|
–
|
-$567K
|
-11,338
|
Closed
|
|
|
1208
|
LMR Partners
London,
United Kingdom
|
–
|
-$535K
|
-10,693
|
Closed
|
|
|
1209
|
Envestnet Portfolio Solutions
Chicago,
Illinois
|
–
|
-$507K
|
-10,142
|
Closed
|
|
|
1210
|
Parallax Volatility Advisers
San Francisco,
California
|
–
|
-$506K
|
-10,109
|
Closed
|
|
|
1211
|
Ceeto Capital Group
Coral Gables,
Florida
|
–
|
-$500K
|
-10,000
|
Closed
|
|
|
1212
|
Pathway Wealth Management
Dallas,
Texas
|
–
|
-$463K
|
-9,250
|
Closed
|
|
|
1213
|
Churchill Financial Advisors
Louisville,
Kentucky
|
–
|
-$462K
|
-9,230
|
Closed
|
|
|
1214
|
Threadgill Financial
Spring,
Texas
|
–
|
-$456K
|
-9,123
|
Closed
|
|
|
1215
|
Stevens Capital Management
Radnor,
Pennsylvania
|
–
|
-$453K
|
-9,054
|
Closed
|
|
|
1216
|
Syon Capital
San Francisco,
California
|
–
|
-$453K
|
-9,051
|
Closed
|
|
|
1217
|
Cynosure Group
Salt Lake City,
Utah
|
–
|
-$453K
|
-9,049
|
Closed
|
|
|
1218
|
Legacy Capital Wealth Partners
Little Rock,
Arkansas
|
–
|
-$450K
|
-8,989
|
Closed
|
|
|
1219
|
Aster Capital Management
Dubai,
United Arab Emirates
|
–
|
-$449K
|
-8,973
|
Closed
|
|
|
1220
|
Novare Capital Management
Charlotte,
North Carolina
|
–
|
-$421K
|
-8,417
|
Closed
|
|
|
1221
|
|
–
|
-$419K
|
-8,370
|
Closed
|
|
|
1222
|
Scientech Research LLC
Jersey City,
New Jersey
|
–
|
-$397K
|
-7,944
|
Closed
|
|
|
1223
|
ALPS Advisors
Denver,
Colorado
|
–
|
-$380K
|
-7,608
|
Closed
|
|
|
1224
|
Childress Capital Advisors
Houston,
Texas
|
–
|
-$358K
|
-7,149
|
Closed
|
|
|
1225
|
Capital Advisory Group Advisory Services
Bloomington,
Minnesota
|
–
|
-$355K
|
-7,095
|
Closed
|
|
