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Name Holding Trade Value Shares
Change 		Change in
Stake
FMAEN1
1026
Fund Management at Engine No 1
California
– -$219K -5,645 Closed
ARC
1027
Advisor Resource Council
Texas
– -$218K -5,615 Closed
SS
1028
Simplicity Solutions
Minnesota
– -$217K -5,600 Closed
SWA
1029
Stratos Wealth Advisors
Ohio
– -$217K -5,585 Closed
BAAM
1030
Baker Avenue Asset Management
California
– -$212K -5,480 Closed
EWM
1031
Empirical Wealth Management
Washington
– -$211K -5,445 Closed
CHAM
1032
Clear Harbor Asset Management
Connecticut
– -$208K -5,355 Closed
PIMG
1033
Patriot Investment Management Group
Tennessee
– -$205K -5,310 Closed
NFG
1034
Nations Financial Group
Iowa
– -$203K -5,235 Closed
HH
1035
Hilltop Holdings
Texas
– -$202K -5,215 Closed
CS
1036
Capital Square
Tennessee
– -$201K -5,200 Closed
QT
1037
Quantamental Technologies
New York
– -$201K -5,190 Closed
JSL
1038
JT Stratford LLC
Georgia
– -$201K -5,185 Closed
PA
1039
Probity Advisors
Texas
– -$200K -5,170 Closed
WA
1040
WBH Advisory
Maryland
– -$203K -5,000 Closed
TCWM
1041
Total Clarity Wealth Management
Illinois
– -$116K -3,000 Closed
CA
1042
CoreCap Advisors
Michigan
– -$115K -2,960 Closed
IHWM
1043
Iron Horse Wealth Management
Iowa
– -$107K -2,750 Closed
CCM
1044
Chilton Capital Management
Texas
– -$106K -2,745 Closed
CI
1045
CX Institutional
Indiana
– -$85K -2,180 Closed
PI
1046
PEAK6 Investments
Illinois
– -$88.4K -2,000 Closed
SWM
1047
SeaCrest Wealth Management
New York
– -$64K -1,660 Closed
VVP
1048
Venture Visionary Partners
Ohio
– -$56.8K -1,465 Closed
GA
1049
GoalVest Advisory
New York
– -$53K -1,350 Closed
RIM
1050
Rockbridge Investment Management
New York
– -$29.1K -750 Closed
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