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Turning Point Brands

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
101
PNC Financial Services Group
Pennsylvania
$1K
PCM
102
Portolan Capital Management
Massachusetts
-$13.5M -274,877 Closed
DCM
103
Driehaus Capital Management
Illinois
-$8.01M -163,600 Closed
MSL
104
Mackay Shields LLC
New York
-$3.89M -79,360 Closed
ACM
105
Argent Capital Management
Missouri
-$3.81M -77,875 Closed
NRCM
106
Northern Right Capital Management
Connecticut
-$3.46M -70,661 Closed
CG
107
Colony Group
Massachusetts
-$2.82M -57,540 Closed
Neuberger Berman Group
108
Neuberger Berman Group
New York
-$2.6M -53,000 Closed
First Trust Advisors
109
First Trust Advisors
Illinois
-$1.94M -39,556 Closed
Lazard Asset Management
110
Lazard Asset Management
New York
-$1.93M -39,332 Closed
BIM
111
Bogle Investment Management
Massachusetts
-$1.78M -36,279 Closed
PM
112
Precept Management
Texas
-$1.32M -27,000 Closed
OAM
113
Oberweis Asset Management
Illinois
-$1.18M -24,100 Closed
LSC
114
Lyon Street Capital
California
-$804K -16,408 Closed
KJHP
115
K.J. Harrison & Partners
Ontario, Canada
-$490K -10,000 Closed
PGIM
116
Pacific Global Investment Management
California
-$462K -9,428 Closed
Parallax Volatility Advisers
117
Parallax Volatility Advisers
California
-$364K -7,430 Closed
PPA
118
Parametric Portfolio Associates
Washington
-$343K -6,997 Closed
Manulife (Manufacturers Life Insurance)
119
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$279K -5,702 Closed
CS
120
Credit Suisse
Switzerland
-$246K -5,023 Closed
II
121
Ibex Investors
Colorado
-$229K -4,685 Closed
IAM
122
Integre Asset Management
New York
-$213K -4,352 Closed
CG
123
Caprock Group
Idaho
-$207K -4,220 Closed
MIM
124
MetLife Investment Management
New Jersey
-$196K -4,000 Closed
MLICM
125
Metropolitan Life Insurance Company (MetLife)
New York
-$138K -2,825 Closed