|
401
|
Jump Financial
Chicago,
Illinois
|
–
|
-$225K
|
-5,000
|
Closed
|
|
|
402
|
Harvest Fund Management
Beijing,
China
|
–
|
-$58K
|
-1,290
|
Closed
|
|
|
403
|
Group One Trading
Chicago,
Illinois
|
–
|
-$31.1K
|
-705
|
Closed
|
|
|
404
|
The Family Firm
Bethesda,
Maryland
|
–
|
-$31.2K
|
-693
|
Closed
|
|
|
405
|
AllSquare Wealth Management
Albany,
New York
|
–
|
-$15.7K
|
-350
|
Closed
|
|
|
406
|
Gradient Investments
Arden Hills,
Minnesota
|
–
|
-$4.58K
|
-102
|
Closed
|
|
|
407
|
Register Financial Advisors
Atlanta,
Georgia
|
–
|
-$4.45K
|
-99
|
Closed
|
|
|
408
|
ORG Partners
Roanoke,
Indiana
|
–
|
-$2.32K
|
-53
|
Closed
|
|
|
409
|
Valley National Advisers
Bethlehem,
Pennsylvania
|
–
|
-$2K
|
-52
|
Closed
|
|
|
410
|
Wetzel Investment Advisors
Indianapolis,
Indiana
|
–
|
-$2.25K
|
-46
|
Closed
|
|
|
411
|
Innealta Capital
Austin,
Texas
|
–
|
-$1.26K
|
-28
|
Closed
|
|
|
412
|
Laurel Wealth Advisors (North Carolina)
Charlotte,
North Carolina
|
–
|
-$900
|
-20
|
Closed
|
|
|
413
|
Bear Mountain Capital
Seattle,
Washington
|
–
|
-$471
|
-10
|
Closed
|
|
|
414
|
Kelly Financial Services
Braintree,
Massachusetts
|
–
|
-$450
|
-10
|
Closed
|
|
|
415
|
WR Wealth Planners
Columbia,
Missouri
|
–
|
-$353
|
-8
|
Closed
|
|
|
416
|
Great Lakes Retirement
Sandusky,
Ohio
|
–
|
-$45
|
-1
|
Closed
|
|
|
417
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
–
|
-$1K
|
-1
|
Closed
|
|
|
418
|
Summit Securities Group
New York
|
–
|
+$44
|
+1
|
New
|
|
