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UP Fintech Holding

Name Holding Trade Value Shares
Change
Change in
Stake
BCV
76
Banque Cantonale Vaudoise
Switzerland
$1K – – –
National Bank of Canada
77
National Bank of Canada
Quebec, Canada
$1K +$840 +120 New
EBA
78
Eagle Bay Advisors
New York
$1K +$2.1K +300 New
APG Asset Management
79
APG Asset Management
Netherlands
– -$6.13M -670,745 Closed
SEC
80
Seven Eight Capital
New York
– -$6.76M -638,509 Closed
Deutsche Bank
81
Deutsche Bank
Germany
– -$5.99M -565,771 Closed
KA
82
Kerrisdale Advisers
Florida
– -$4.51M -426,341 Closed
Teacher Retirement System of Texas
83
Teacher Retirement System of Texas
Texas
– -$3.23M -304,876 Closed
UBS AM
84
UBS AM
Illinois
– -$2.29M -216,077 Closed
HT
85
HAP Trading
New York
– -$1.41M -201,461 Closed
Trexquant Investment
86
Trexquant Investment
Connecticut
– -$1.79M -168,965 Closed
Simplex Trading
87
Simplex Trading
Illinois
– -$1.12M -159,985 Closed
Sumitomo Mitsui Trust Group
88
Sumitomo Mitsui Trust Group
Japan
– -$1.69M -159,316 Closed
PP
89
Paloma Partners
Connecticut
– -$1.62M -153,057 Closed
Vanguard Group
90
Vanguard Group
Pennsylvania
– -$1.54M -145,926 Closed
Northern Trust
91
Northern Trust
Illinois
– -$1.48M -140,018 Closed
SG Americas Securities
92
SG Americas Securities
New York
– -$1.04M -98,237 Closed
HSBC Holdings
93
HSBC Holdings
United Kingdom
– -$939K -88,790 Closed
APA
94
American Portfolios Advisors
New York
– -$917K -86,602 Closed
Zurich Cantonal Bank
95
Zurich Cantonal Bank
Switzerland
– -$713K -67,288 Closed
Bank of New York Mellon
96
Bank of New York Mellon
New York
– -$710K -67,013 Closed
PEAK6 Investments
97
PEAK6 Investments
Illinois
– -$444K -63,397 Closed
T
98
TOBAM
France
– -$622K -58,761 Closed
First Trust Advisors
99
First Trust Advisors
Illinois
– -$469K -44,256 Closed
Victory Capital Management
100
Victory Capital Management
Texas
– -$412K -38,917 Closed