|
101
|
Principal Securities
Des Moines,
Iowa
|
$944
|
–
|
–
|
–
|
|
|
102
|
AssetMark Inc
Concord,
California
|
$396
|
+$434
|
+21
|
New
|
|
|
103
|
|
$147
|
-$2.15K
|
-104
|
-94%
|
|
|
104
|
Fourth Dimension Wealth
Middleburg Heights,
Ohio
|
$132
|
+$145
|
+7
|
New
|
|
|
105
|
Tower Research Capital (TRC)
New York
|
$75
|
–
|
–
|
–
|
|
|
106
|
NBC Securities
Birmingham,
Alabama
|
$33
|
-$36.1K
|
-1,747
|
-100%
|
|
|
107
|
AQR Arbitrage
Greenwich,
Connecticut
|
–
|
-$1.34M
|
-60,511
|
Closed
|
|
|
108
|
Consolidated Portfolio Review Corp
Woodbury,
New York
|
–
|
-$1.18M
|
-53,518
|
Closed
|
|
|
109
|
Whitener Capital Management
Rocky Mount,
North Carolina
|
–
|
-$482K
|
-21,850
|
Closed
|
|
|
110
|
1607 Capital Partners
Richmond,
Virginia
|
–
|
-$340K
|
-15,418
|
Closed
|
|
|
111
|
NWF Advisory Services
Los Angeles,
California
|
–
|
-$330K
|
-14,967
|
Closed
|
|
|
112
|
Beacon Pointe Advisors
Newport Beach,
California
|
–
|
-$285K
|
-12,900
|
Closed
|
|
|
113
|
DF Dent & Co
Baltimore,
Maryland
|
–
|
-$218K
|
-9,870
|
Closed
|
|
|
114
|
Bison Wealth
Atlanta,
Georgia
|
–
|
-$212K
|
-9,602
|
Closed
|
|
|
115
|
Moors & Cabot
Boston,
Massachusetts
|
–
|
-$202K
|
-9,158
|
Closed
|
|
|
116
|
Ashton Thomas Securities
Rochester,
New York
|
–
|
-$44.2K
|
-2,000
|
Closed
|
|
|
117
|
Householder Group Estate & Retirement Specialist
Scottsdale,
Arizona
|
–
|
-$26K
|
-1,220
|
Closed
|
|
|
118
|
Gilliland Jeter Wealth Management
Little Rock,
Arkansas
|
–
|
-$22.1K
|
-1,000
|
Closed
|
|
|
119
|
Allworth Financial
Folsom,
California
|
–
|
-$8.28K
|
-375
|
Closed
|
|
