|
451
|
Quadrant Capital Group
Cincinnati,
Ohio
|
–
|
-$101K
|
-13,162
|
-100%
|
|
|
452
|
Gabelli Funds
Rye,
New York
|
–
|
-$120K
|
-13,000
|
Closed
|
|
|
453
|
CIBC Bank USA
Chicago,
Illinois
|
–
|
-$120K
|
-12,965
|
Closed
|
|
|
454
|
HighPoint Advisor Group
Downers Grove,
Illinois
|
–
|
-$95K
|
-12,356
|
Closed
|
|
|
455
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$102K
|
-11,219
|
Closed
|
|
|
456
|
Twin Focus Capital Partners
Boston,
Massachusetts
|
–
|
-$102K
|
-11,000
|
Closed
|
|
|
457
|
Fieldpoint Private Securities
Greenwich,
Connecticut
|
–
|
-$37K
|
-4,000
|
Closed
|
|
|
458
|
Kavar Capital Partners Group
Leawood,
Kansas
|
–
|
-$35K
|
-3,746
|
Closed
|
|
|
459
|
First Interstate Bank
Billings,
Montana
|
–
|
-$28K
|
-3,000
|
Closed
|
|
|
460
|
Squar Milner Financial Services
Irvine,
California
|
–
|
-$18K
|
-1,900
|
Closed
|
|
|
461
|
Commonwealth Bank of Australia
Sydney, NSW,
Australia
|
–
|
-$14K
|
-1,750
|
Closed
|
|
|
462
|
TRUE Private Wealth Advisors
Salem,
Oregon
|
–
|
-$14K
|
-1,568
|
Closed
|
|
|
463
|
AssetMark Inc
Concord,
California
|
–
|
-$14K
|
-1,512
|
Closed
|
|
|
464
|
Credit Agricole
Montrouge Cedex,
France
|
–
|
-$11.1K
|
-1,455
|
-100%
|
|
|
465
|
Doyle Wealth Management
St. Petersburg,
Florida
|
–
|
-$13K
|
-1,419
|
Closed
|
|
|
466
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
–
|
-$7K
|
-913
|
Closed
|
|
|
467
|
Citizens Financial Group
Providence,
Rhode Island
|
–
|
-$8K
|
-900
|
Closed
|
|
|
468
|
Old Second National Bank of Aurora
Aurora,
Illinois
|
–
|
-$8K
|
-900
|
Closed
|
|
|
469
|
Legacy Bridge
West Des Moines,
Iowa
|
–
|
-$8K
|
-830
|
Closed
|
|
|
470
|
Sharkey, Howes & Javer
Denver,
Colorado
|
–
|
-$7K
|
-750
|
Closed
|
|
|
471
|
Baystate Wealth Management
Boston,
Massachusetts
|
–
|
-$7K
|
-700
|
Closed
|
|
|
472
|
JNBA Financial Advisors
Bloomington,
Minnesota
|
–
|
-$6K
|
-700
|
Closed
|
|
|
473
|
YorkBridge Wealth Partners
New York
|
–
|
-$5K
|
-580
|
Closed
|
|
|
474
|
Carroll Financial Associates
Charlotte,
North Carolina
|
–
|
-$5K
|
-543
|
Closed
|
|
|
475
|
Essex Savings Bank
Essex,
Connecticut
|
–
|
-$4K
|
-400
|
Closed
|
|
