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Name Holding Trade Value Shares
Change 		Change in
Stake
SFA
601
Semmax Financial Advisors
North Carolina
$15K +$9.94K +108 +263%
ASN
602
Advisory Services Network
Georgia
$15K +$13K +141 New
FPFS
603
First Personal Financial Services
North Carolina
$15K +$13.7K +149 New
APA
604
American Portfolios Advisors
New York
$14.6K +$2.94K +32 +27%
RCA
605
Ranch Capital Advisors
Florida
$13K -$10K -109 -54%
SFSIG
606
San Francisco Sentry Investment Group
California
$13K – – –
VCM
607
Versant Capital Management
Arizona
$13K – – –
TFM
608
TFC Financial Management
Massachusetts
$13K +$12.7K +138 New
WB
609
West Bancorporation
Iowa
$12K – – –
PWMG
610
Prestige Wealth Management Group
New Jersey
$12K +$276 +3 +2%
FFA
611
Founders Financial Alliance
North Carolina
$12K +$11K +120 New
FHC
612
First Horizon Corporation
Tennessee
$12K +$11.6K +126 New
EFSCE
613
Enterprise Financial Services Corp (EFSC)
Missouri
$11K – – –
HB
614
Horizon Bancorp
Indiana
$11K – – –
RFA
615
Reilly Financial Advisors
California
$10K -$20.2K -220 -69%
OC
616
Oakworth Capital
Alabama
$10K -$7.73K -84 -46%
MSFP
617
Mark Sheptoff Financial Planning
Connecticut
$10K – – –
SIAS
618
Shine Investment Advisory Services
Colorado
$10K – – –
BWM
619
BNC Wealth Management
Oregon
$10K +$9.2K +100 New
CWC
620
Carolinas Wealth Consulting
North Carolina
$10K +$9.2K +100 +2,000%
LJHT
621
Laurie J. Hall Trustee
$10K +$9.2K +100 New
PS
622
Planned Solutions
California
$10K +$9.2K +100 New
CA
623
Crewe Advisors
Utah
$10K +$9.29K +101 New
GEA
624
Glen Eagle Advisors
New Jersey
$9.29K – – –
LC
625
Lindbrook Capital
California
$9K – – –
23 24
25
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