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Northern Trust iBoxx 3-Year Target Duration TIPS ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CRI
101
Colonial River Investments
Virginia
– -$249K -10,561 Closed
Pinnacle Associates
102
Pinnacle Associates
New York
– -$241K -10,190 Closed
CC
103
Courier Capital
New York
– -$211K -8,928 Closed
PCS
104
Private Client Services
Kentucky
– -$203K -8,594 Closed
Citigroup
105
Citigroup
New York
– -$145K -6,150 Closed
Advisory Services Network
106
Advisory Services Network
Georgia
– -$94.5K -4,000 Closed
BL
107
BFSG LLC
California
– -$61.1K -2,586 Closed
PNC Financial Services Group
108
PNC Financial Services Group
Pennsylvania
– -$59.9K -2,534 Closed
SIS
109
Sound Income Strategies
Florida
– -$50.5K -2,137 Closed
Central Trust Company
110
Central Trust Company
Missouri
– -$35.9K -1,518 Closed
VAMG
111
Voisard Asset Management Group
Michigan
– -$29.5K -1,250 Closed
M
112
MOTCO
Texas
– -$20.8K -880 Closed
IFP Advisors
113
IFP Advisors
Florida
– -$9K -381 Closed
AA
114
AlphaMark Advisors
Kentucky
– -$5K -200 Closed