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Northern Trust iBoxx 3-Year Target Duration TIPS ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AA
101
AlphaMark Advisors
Kentucky
$5K – – –
JP Morgan Chase
102
JP Morgan Chase
New York
$2.58K +$2.54K +109 New
Harbour Investments
103
Harbour Investments
Wisconsin
$283 – – –
Huntington National Bank
104
Huntington National Bank
Ohio
$24 – – –
Gradient Investments
105
Gradient Investments
Minnesota
$3 – – –
Robertson Stephens Wealth Management
106
Robertson Stephens Wealth Management
California
– -$1.35M -58,204 Closed
SFC
107
Strategic Financial Concepts
Texas
– -$779K -33,607 Closed
PCM
108
Passive Capital Management
Maryland
– -$436K -18,800 Closed
RCAG
109
Rehmann Capital Advisory Group
Michigan
– -$371K -15,987 Closed
Raymond James Financial Services Advisors
110
Raymond James Financial Services Advisors
Florida
– -$356K -15,360 Closed
HighTower Advisors
111
HighTower Advisors
Illinois
– -$279K -11,992 Closed
SG
112
StoneX Group
New York
– -$262K -11,305 Closed
CoreCap Advisors
113
CoreCap Advisors
Michigan
– -$249K -10,736 Closed
KIA
114
KLR Investment Advisors
Rhode Island
– -$257K -10,629 Closed
3LCM
115
3D/L Capital Management
Connecticut
– -$233K -10,062 Closed
CRWM
116
Castle Rock Wealth Management
California
– -$210K -9,130 Closed
JWCA
117
J.W. Cole Advisors
Florida
– -$212K -9,122 Closed
PWMAG
118
Pinnacle Wealth Management Advisory Group
New Jersey
– -$211K -9,089 Closed
ACM
119
Arcataur Capital Management
Wisconsin
– -$206K -8,878 Closed
FPCP
120
Fort Point Capital Partners
California
– -$202K -8,696 Closed
GBT
121
Grove Bank & Trust
Florida
– -$131K -5,657 Closed
AlphaCore Capital
122
AlphaCore Capital
California
– -$97K -4,183 Closed
Legacy Financial Group (Iowa)
123
Legacy Financial Group (Iowa)
Iowa
– -$36.5K -1,576 Closed
NFSG
124
Newbridge Financial Services Group
Florida
– -$18.6K -800 Closed