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Northern Trust iBoxx 3-Year Target Duration TIPS ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AA
101
AlphaMark Advisors
Kentucky
$5K
JP Morgan Chase
102
JP Morgan Chase
New York
$2.58K +$2.54K +109 New
HI
103
Harbour Investments
Wisconsin
$283
HNB
104
Huntington National Bank
Ohio
$24
GI
105
Gradient Investments
Minnesota
$3
RSWM
106
Robertson Stephens Wealth Management
California
-$1.35M -58,204 Closed
SFC
107
Strategic Financial Concepts
Texas
-$779K -33,607 Closed
PCM
108
Passive Capital Management
Maryland
-$436K -18,800 Closed
RCAG
109
Rehmann Capital Advisory Group
Michigan
-$371K -15,987 Closed
RJFSA
110
Raymond James Financial Services Advisors
Florida
-$356K -15,360 Closed
HighTower Advisors
111
HighTower Advisors
Illinois
-$279K -11,992 Closed
SG
112
StoneX Group
New York
-$262K -11,305 Closed
CA
113
CoreCap Advisors
Michigan
-$249K -10,736 Closed
KIA
114
KLR Investment Advisors
Rhode Island
-$257K -10,629 Closed
3LCM
115
3D/L Capital Management
Connecticut
-$233K -10,062 Closed
CRWM
116
Castle Rock Wealth Management
California
-$210K -9,130 Closed
JWCA
117
J.W. Cole Advisors
Florida
-$212K -9,122 Closed
PWMAG
118
Pinnacle Wealth Management Advisory Group
New Jersey
-$211K -9,089 Closed
ACM
119
Arcataur Capital Management
Wisconsin
-$206K -8,878 Closed
FPCP
120
Fort Point Capital Partners
California
-$202K -8,696 Closed
GBT
121
Grove Bank & Trust
Florida
-$131K -5,657 Closed
AC
122
AlphaCore Capital
California
-$97K -4,183 Closed
Legacy Financial Group (Iowa)
123
Legacy Financial Group (Iowa)
Iowa
-$36.5K -1,576 Closed
NFSG
124
Newbridge Financial Services Group
Florida
-$18.6K -800 Closed