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Northern Trust iBoxx 3-Year Target Duration TIPS ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AA
101
AlphaMark Advisors
Kentucky
$5K – – –
Harbour Investments
102
Harbour Investments
Wisconsin
$278 – – –
Fidelity Investments
103
Fidelity Investments
Massachusetts
$23 +$23 +1 New
Gradient Investments
104
Gradient Investments
Minnesota
$3 – – –
NFG
105
Norris Financial Group
South Carolina
– -$1.73M -73,632 Closed
Mercer Global Advisors
106
Mercer Global Advisors
Colorado
– -$627K -26,648 Closed
Susquehanna International Group
107
Susquehanna International Group
Pennsylvania
– -$538K -22,845 Closed
FHC
108
First Heartland Consultants
Missouri
– -$489K -20,791 Closed
SW
109
SVB Wealth
Massachusetts
– -$295K -12,544 Closed
HWAM
110
Hennion & Walsh Asset Management
New Jersey
– -$282K -11,981 Closed
Bank of Montreal
111
Bank of Montreal
Ontario, Canada
– -$275K -11,584 Closed
Mariner
112
Mariner
Kansas
– -$271K -11,530 Closed
NSIM
113
North Star Investment Management
Illinois
– -$100K -4,248 Closed
PTC
114
Private Trust Company
Ohio
– -$47.4K -2,015 Closed
GCM
115
Gables Capital Management
Florida
– -$38.8K -1,651 Closed
Country Trust Bank
116
Country Trust Bank
Illinois
– -$33.3K -1,332 Closed
First Horizon Advisors
117
First Horizon Advisors
Tennessee
– -$28.9K -1,228 Closed
AFS
118
Annapolis Financial Services
Maryland
– -$15.7K -666 Closed
CFD
119
Creative Financial Designs
Indiana
– -$13.3K -567 Closed
Tower Research Capital (TRC)
120
Tower Research Capital (TRC)
New York
– -$10.1K -430 Closed
JP Morgan Chase
121
JP Morgan Chase
New York
– -$1.76K -75 Closed
HT
122
Headlands Technologies
Illinois
– -$447 -19 Closed