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Northern Trust iBoxx 3-Year Target Duration TIPS ETF

Name Holding Trade Value Shares
Change
Change in
Stake
M
101
MOTCO
Texas
$20.7K – – –
NFSG
102
Newbridge Financial Services Group
Florida
$18.8K – – –
AFS
103
Annapolis Financial Services
Maryland
$15.7K +$15.9K +666 New
CFD
104
Creative Financial Designs
Indiana
$13.3K – – –
TRCT
105
Tower Research Capital (TRC)
New York
$10.1K +$4.03K +169 +65%
OIA
106
Optimum Investment Advisors
Illinois
$9.25K – – –
IA
107
IFP Advisors
Florida
$8.96K -$27.9K -1,172 -75%
AA
108
AlphaMark Advisors
Kentucky
$5K – – –
JP Morgan Chase
109
JP Morgan Chase
New York
$1.76K +$1.24K +52 +226%
HT
110
Headlands Technologies
Illinois
$447 -$3.07K -129 -87%
HI
111
Harbour Investments
Wisconsin
$282 -$1.58M -66,200 -100%
GI
112
Gradient Investments
Minnesota
$3 – – –
SL
113
Systelligence LLC
Minnesota
– -$10.5M -432,648 Closed
OCM
114
One Capital Management
California
– -$942K -38,960 Closed
IFG
115
Independent Financial Group
California
– -$773K -32,000 Closed
SI
116
Saxon Interests
Texas
– -$317K -13,122 Closed
SPC
117
Sigma Planning Corp
Michigan
– -$288K -11,904 Closed
KIA
118
KLR Investment Advisors
Rhode Island
– -$257K -10,629 Closed
HBT
119
Hills Bank & Trust
Iowa
– -$247K -10,206 Closed
CAPTRUST Financial Advisors
120
CAPTRUST Financial Advisors
North Carolina
– -$243K -10,051 Closed
3AM
121
3EDGE Asset Management
Florida
– -$238K -9,854 Closed
CFG
122
Citizens Financial Group
Rhode Island
– -$222K -9,196 Closed
CFB
123
Cullen/Frost Bankers
Texas
– -$111K -4,581 Closed
ASN
124
Advisory Services Network
Georgia
– -$96.7K -4,000 Closed
AAS
125
Ameritas Advisory Services
Nebraska
– -$71K -2,938 Closed